{
  "crd_number": 336314,
  "slug": "sledge-and-company-wealth-advisors-high-point-nc-336314",
  "primary_business_name": "SLEDGE AND COMPANY WEALTH ADVISORS",
  "legal_name": "SLEDGE AND COMPANY WEALTH ADVISORS, LLC",
  "dbas": [],
  "city": "High Point",
  "state": "NC",
  "country": "United States",
  "cbsa_code": "24660",
  "metro": {
    "cbsa_code": "24660",
    "common_name": "Greensboro",
    "msa_name": "Greensboro-High Point, NC",
    "path": "/advisors/nc/greensboro"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-05-19",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-04-10",
  "carried_forward": false,
  "raum_total": 183444585.0,
  "raum_discretionary": 183444585.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 375358.0,
      "count": 6
    },
    "individuals": {
      "raum": 30364338.0,
      "count": 141
    },
    "high_net_worth_individuals": {
      "raum": 151480628.0,
      "count": 53
    },
    "corporations_other_businesses": {
      "raum": 1224261.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "NC",
    "TX"
  ],
  "websites": [
    "https://facebook.com/profile.php?id=100042906437475",
    "https://linkedin.com/in/jamie-sledge-cpa-cfp-pfs-a35b5115",
    "https://sledgeandcompany.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/336314",
  "city_as_filed": "HIGH POINT",
  "url": "https://advisorcensus.com/firm/sledge-and-company-wealth-advisors-high-point-nc-336314",
  "display_name": "Sledge and Company Wealth Advisors",
  "summary": "Sledge and Company Wealth Advisors is an SEC-registered investment advisory firm in High Point, NC, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 10, 2026.",
  "citation": "AdvisorCensus. Sledge and Company Wealth Advisors (CRD 336314): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Sledge and Company Wealth Advisors compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Sledge and Company Wealth Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Sledge and Company Wealth Advisors charge?",
      "a": "Its Form ADV Part 2A brochure dated March 12, 2026 states: Up to $500,000: 1.4% a year; $500,001 to $1,000,000: 1.25% a year; $1,000,001 to $3,000,000: 1% a year; $3,000,001 to $10,000,000: 0.9% a year; Above $10,000,000: see the brochure; Hourly rate: $125 to $300 an hour (Financial Planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Sledge and Company Wealth Advisors located?",
      "a": "Sledge and Company Wealth Advisors' principal office is in High Point, NC, according to its Form ADV."
    },
    {
      "q": "Is Sledge and Company Wealth Advisors registered with the SEC or a state?",
      "a": "Sledge and Company Wealth Advisors is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 336314."
    },
    {
      "q": "How much does Sledge and Company Wealth Advisors manage?",
      "a": "Sledge and Company Wealth Advisors reports $183,444,585 in regulatory assets under management in its Form ADV filing dated April 10, 2026 (100% discretionary)."
    },
    {
      "q": "How have Sledge and Company Wealth Advisors' assets and staff changed since 2025?",
      "a": "In the Form ADV data for Sledge and Company Wealth Advisors: Regulatory assets under management: $0 in the October 2025 data and $183,444,585 in the October 2026 data. Total employees: 3 in October 2025 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Sledge and Company Wealth Advisors serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (141); high net worth individuals (53); charitable organizations (6)."
    },
    {
      "q": "Which custodians does Sledge and Company Wealth Advisors use?",
      "a": "Sledge and Company Wealth Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists SEI Investments Distribution Co. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Sledge and Company Wealth Advisors report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/336314"
    },
    {
      "q": "Does Sledge and Company Wealth Advisors state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 12, 2026 says: \"Sledge and Company requires each client seeking investment management services to place at least $500,000 with us. We may waive this account minimum under certain circumstances, in our discretion.\""
    },
    {
      "q": "What changed in Sledge and Company Wealth Advisors' recent Form ADV filings?",
      "a": "In the May 2026 filing data: Registered or notice-filed in TX."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 0.0,
      "total_employees": 3,
      "filing_date": "2025-05-22"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 183444585.0,
      "total_employees": 4,
      "filing_date": "2026-04-10"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Registered or notice-filed in TX."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 2 to 4.",
        "Regulatory assets under management went from $163,844,744 to $183,444,585 (+12%)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Regulatory assets under management went from $0 to $163,844,744."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 12, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $500,000",
        "rate": "1.4%"
      },
      {
        "band": "$500,001 to $1,000,000",
        "rate": "1.25%"
      },
      {
        "band": "$1,000,001 to $3,000,000",
        "rate": "1%"
      },
      {
        "band": "$3,000,001 to $10,000,000",
        "rate": "0.9%"
      },
      {
        "band": "Above $10,000,000",
        "rate": null,
        "note": "Not stated in this schedule; see the brochure."
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $125 to $300 an hour (Financial Planning services)"
    ],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $500,000: 1.4% a year",
          "$500,001 to $1,000,000: 1.25% a year",
          "$1,000,001 to $3,000,000: 1% a year",
          "$3,000,001 to $10,000,000: 0.9% a year",
          "Above $10,000,000: see the brochure"
        ],
        "quotes": [
          "Fee schedule is as follows: Assets Under Management Annual Rate Quarterly Rate Up to $500,000 1.40% .35% $500,001 to $1,000,000 1.25% .3125% $1,000,001 to $3,000,000 1.00% .25% $3,000,001 to $10,000,000 .90% .225% $10,000,001 and above Negotiated"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Sledge and Company requires each client seeking investment management services to place at least $500,000 with us. We may waive this account minimum under certain circumstances, in our discretion."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $125 to $300 an hour (Financial Planning services)"
        ],
        "quotes": [
          "Financial Planning services are billed on an hourly basis ranging between $125 and $300 per hour plus direct expenses incurred."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 500000.0,
          "rate_pct": 1.4
        },
        {
          "min": 500001.0,
          "max": 1000000.0,
          "rate_pct": 1.25
        },
        {
          "min": 1000001.0,
          "max": 3000000.0,
          "rate_pct": 1.0
        },
        {
          "min": 3000001.0,
          "max": 10000000.0,
          "rate_pct": 0.9
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 500000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": null,
          "min": 125.0,
          "max": 300.0,
          "period": "hour",
          "service": "Financial Planning services"
        }
      ]
    },
    "quotes": [
      "Fee schedule is as follows: Assets Under Management Annual Rate Quarterly Rate Up to $500,000 1.40% .35% $500,001 to $1,000,000 1.25% .3125% $1,000,001 to $3,000,000 1.00% .25% $3,000,001 to $10,000,000 .90% .225% $10,000,001 and above Negotiated",
      "Sledge and Company requires each client seeking investment management services to place at least $500,000 with us. We may waive this account minimum under certain circumstances, in our discretion.",
      "Financial Planning services are billed on an hourly basis ranging between $125 and $300 per hour plus direct expenses incurred."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "SEI Investments Distribution Co.",
      "name_as_filed": "SEI INVESTMENTS DISTRIBUTION CO.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/sledge-and-company-wealth-advisors-high-point-nc-336314.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 141,
      "fewer_than_5": false,
      "raum": 30364338.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 53,
      "fewer_than_5": false,
      "raum": 151480628.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 6,
      "fewer_than_5": false,
      "raum": 375358.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 1224261.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/336314",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}