{
  "crd_number": 114596,
  "slug": "slayton-lewis-inc-salt-lake-city-ut-114596",
  "primary_business_name": "SLAYTON LEWIS INC",
  "legal_name": "SLAYTON LEWIS INC",
  "dbas": [],
  "city": "Salt Lake City",
  "state": "UT",
  "country": "United States",
  "cbsa_code": "41620",
  "metro": {
    "cbsa_code": "41620",
    "common_name": "Salt Lake City",
    "msa_name": "Salt Lake City-Murray, UT",
    "path": "/advisors/ut/salt-lake-city"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2017-02-07",
  "years_registered": 9,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": 334444797.0,
  "raum_discretionary": 324359787.0,
  "raum_non_discretionary": 10085010.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 5,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 10427521.0,
      "count": 13
    },
    "pension_profit_sharing": {
      "raum": 15610806.0,
      "count": 5
    },
    "high_net_worth_individuals": {
      "raum": 308406470.0,
      "count": 59
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "FL",
    "IL",
    "TX",
    "UT"
  ],
  "websites": [
    "https://facebook.com/slaytonlewis",
    "https://linkedin.com/company/slayton-lewis",
    "https://slaytonlewis.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/114596",
  "city_as_filed": "SALT LAKE CITY",
  "url": "https://advisorcensus.com/firm/slayton-lewis-inc-salt-lake-city-ut-114596",
  "display_name": "Slayton Lewis Inc",
  "summary": "Slayton Lewis Inc is an SEC-registered investment advisory firm in Salt Lake City, UT, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. Slayton Lewis Inc (CRD 114596): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Slayton Lewis Inc compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Slayton Lewis Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Slayton Lewis Inc charge?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 states: Hourly rate: $250 an hour (Financial planning fees not included with the asset…). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Slayton Lewis Inc located?",
      "a": "Slayton Lewis Inc's principal office is in Salt Lake City, UT, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Slayton Lewis Inc registered with the SEC or a state?",
      "a": "Slayton Lewis Inc is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 114596."
    },
    {
      "q": "How much does Slayton Lewis Inc manage?",
      "a": "Slayton Lewis Inc reports $334,444,797 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (97% discretionary)."
    },
    {
      "q": "How have Slayton Lewis Inc's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Slayton Lewis Inc: Regulatory assets under management: $237,487,232 in the October 2021 data and $334,444,797 in the October 2026 data, up 41%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Slayton Lewis Inc serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (59); individuals (other than high net worth individuals) (13); pension and profit sharing plans (but not the plan participants or government pension plans) (5)."
    },
    {
      "q": "Does Slayton Lewis Inc report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/114596"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 237487232.0,
      "total_employees": 5,
      "filing_date": "2021-06-21"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 264169463.0,
      "total_employees": 5,
      "filing_date": "2022-03-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 253636025.0,
      "total_employees": 5,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 266731741.0,
      "total_employees": 5,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 281706011.0,
      "total_employees": 5,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 334444797.0,
      "total_employees": 5,
      "filing_date": "2026-03-31"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 31, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $250 an hour (Financial planning fees not included with the asset…)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $250 an hour (Financial planning fees not included with the asset…)"
        ],
        "quotes": [
          "Financial planning fees not included with the asset management fee will be billed at the rate of $250 per hour or a fixed fee mutually agreed upon by the client and Slayton Lewis."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 250.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "Financial planning fees not included with the asset management fee"
        }
      ]
    },
    "quotes": [
      "Financial planning fees not included with the asset management fee will be billed at the rate of $250 per hour or a fixed fee mutually agreed upon by the client and Slayton Lewis."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/slayton-lewis-inc-salt-lake-city-ut-114596.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 13,
      "fewer_than_5": false,
      "raum": 10427521.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 59,
      "fewer_than_5": false,
      "raum": 308406470.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 5,
      "fewer_than_5": false,
      "raum": 15610806.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/114596",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}