{ "crd_number": 113833, "slug": "slavic-mutual-funds-management-corp-boca-raton-fl-113833", "primary_business_name": "SLAVIC MUTUAL FUNDS MANAGEMENT CORP.", "legal_name": "SLAVIC MUTUAL FUNDS MANAGEMENT CORP.", "dbas": [ "SLAVIC401K" ], "city": "Boca Raton", "state": "FL", "country": "United States", "cbsa_code": "33100", "metro": { "cbsa_code": "33100", "common_name": "Miami", "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL", "path": "/advisors/fl/miami" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1987-04-03", "years_registered": 39, "period": "2026-10-01", "filing_date": "2026-04-27", "carried_forward": false, "raum_total": 4974523594.0, "raum_discretionary": 4974523594.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 13, "advisory_employees": 3, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 35815288.0, "count": 304 }, "pension_profit_sharing": { "raum": 4938708306.0, "count": 351 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "pension_consulting", "portfolio_management_individuals" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "AK", "AL", "AR", "AZ", "CA", "CO", "CT", "DC", "DE", "FL", "GA", "HI", "IA", "ID", "IL", "IN", "KS", "KY", "LA", "MA", "MD", "ME", "MI", "MN", "MO", "MS", "MT", "NC", "ND", "NE", "NH", "NJ", "NM", "NV", "NY", "OH", "OK", "OR", "PA", "PR", "RI", "SC", "SD", "TN", "TX", "UT", "VA", "VI", "VT", "WA", "WI", "WV", "WY" ], "websites": [ "https://alcott401kportal.com", "https://castlerockinvesting.401ksite.com", "https://cbiz.401ksite.com", "https://certifiedadvisorycorp.401ksite.com", "https://ebenefitspep.401ksite.com", "https://engage401kportal.com", "https://facebook.com/slavic401Kretirement.com", "https://gna401kportal.com", "https://linkedin.com/company/slavic401k-retirement-plan-services", "https://mariner.401ksite.com", "https://oasis401kportal.com", "https://privateclientgroup.401ksite.com", "https://resourcingedge.401ksite.com", "https://slavic401k.com", "https://twitter.com/slavic401K", "https://xcel401kportal.com", "https://youtube.com/channel/UCjse0H9sHVc4NXtN0RIf4yA/videos" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/113833", "city_as_filed": "BOCA RATON", "url": "https://advisorcensus.com/firm/slavic-mutual-funds-management-corp-boca-raton-fl-113833", "display_name": "Slavic Mutual Funds Management Corp.", "summary": "Slavic Mutual Funds Management Corp. is an SEC-registered investment advisory firm in Boca Raton, FL, registered since 1987, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 27, 2026.", "citation": "AdvisorCensus. Slavic Mutual Funds Management Corp. (CRD 113833): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Pension consulting services" ], "quick_answers": [ { "q": "How is Slavic Mutual Funds Management Corp. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Slavic Mutual Funds Management Corp. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Slavic Mutual Funds Management Corp. located?", "a": "Slavic Mutual Funds Management Corp.'s principal office is in Boca Raton, FL, according to its Form ADV." }, { "q": "Is Slavic Mutual Funds Management Corp. registered with the SEC or a state?", "a": "Slavic Mutual Funds Management Corp. is an SEC-registered investment advisory firm, registered since 1987. Status as filed: Approved. CRD 113833." }, { "q": "How much does Slavic Mutual Funds Management Corp. manage?", "a": "Slavic Mutual Funds Management Corp. reports $4,974,523,594 in regulatory assets under management in its Form ADV filing dated April 27, 2026 (100% discretionary)." }, { "q": "How have Slavic Mutual Funds Management Corp.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Slavic Mutual Funds Management Corp.: Regulatory assets under management: $2,668,472,679 in the October 2021 data and $4,974,523,594 in the October 2026 data, up 86%. Total employees: 28 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Slavic Mutual Funds Management Corp. serve?", "a": "By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (351); individuals (other than high net worth individuals) (304)." }, { "q": "Which custodians does Slavic Mutual Funds Management Corp. use?", "a": "Slavic Mutual Funds Management Corp.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists American Trust Custody and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Slavic Mutual Funds Management Corp. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/113833" }, { "q": "What changed in Slavic Mutual Funds Management Corp.'s recent Form ADV filings?", "a": "In the May 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 2668472679.0, "total_employees": 28, "filing_date": "2021-04-29" }, { "period": "2022-10-01", "regulatory_assets_under_management": 3929284095.0, "total_employees": 24, "filing_date": "2022-06-29" }, { "period": "2023-10-01", "regulatory_assets_under_management": 4128477749.0, "total_employees": 17, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 5589521872.0, "total_employees": 17, "filing_date": "2024-03-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 4496485013.0, "total_employees": 18, "filing_date": "2025-05-15" }, { "period": "2026-10-01", "regulatory_assets_under_management": 4974523594.0, "total_employees": 13, "filing_date": "2026-04-27" } ], "recent_changes": [ { "period": "2026-05-01", "period_label": "May 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 4 to 3.", "Regulatory assets under management went from $4,496,485,013 to $4,974,523,594 (+11%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "American Trust Custody", "name_as_filed": "AMERICAN TRUST CUSTODY", "affiliated": false }, { "name": "Fidelity Brokerage Services LLC", "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/slavic-mutual-funds-management-corp-boca-raton-fl-113833.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 304, "fewer_than_5": false, "raum": 35815288.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 351, "fewer_than_5": false, "raum": 4938708306.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/113833", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }