# Slatestone Wealth LLC

> Slatestone Wealth LLC is an SEC-registered investment advisory firm in Jupiter, FL, registered since 2017, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 3, 2026.

- CRD: 286669
- Filed as: SLATESTONE WEALTH LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Jupiter, FL
- Filing period: October 2026
- Form ADV filing dated: June 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/286669
- AdvisorCensus page: https://advisorcensus.com/firm/slatestone-wealth-llc-jupiter-fl-286669

## Quick answers

**How is Slatestone Wealth LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Slatestone Wealth LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Slatestone Wealth LLC located?**
Slatestone Wealth LLC's principal office is in Jupiter, FL, according to its Form ADV; the July 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Slatestone Wealth LLC registered with the SEC or a state?**
Slatestone Wealth LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 286669.

**How much does Slatestone Wealth LLC manage?**
Slatestone Wealth LLC reports $1,763,081,657 in regulatory assets under management in its Form ADV filing dated June 3, 2026 (99% discretionary).

**How have Slatestone Wealth LLC's assets and staff changed since 2021?**
In the Form ADV data for Slatestone Wealth LLC: Regulatory assets under management: $845,435,403 in the October 2021 data and $1,763,081,657 in the October 2026 data, up 109%. Total employees: 20 in October 2021 and 28 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Slatestone Wealth LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (305); individuals (other than high net worth individuals) (253); charitable organizations (3).

**Which custodians does Slatestone Wealth LLC use?**
Slatestone Wealth LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Slatestone Wealth LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/286669

**Does Slatestone Wealth LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 26, 2026 says: "SlateStone generally requires a minimum account size of $1,000,000 to establish an investment advisory relationship. The firm may waive this minimum at its discretion based on factors such as the anticipated size of the relationship, related accounts, or the scope of services provided."

**What changed in Slatestone Wealth LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 18 to 19. No longer lists an office in Boca Raton, FL. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 26, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> SlateStone generally requires a minimum account size of $1,000,000 to establish an investment advisory relationship. The firm may waive this minimum at its discretion based on factors such as the anticipated size of the relationship, related accounts, or the scope of services provided.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,763,081,657
- Discretionary: $1,745,307,341
- Non-discretionary: $17,774,316

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 253 | $96,208,686 |
| High net worth individuals | 305 | $1,378,362,652 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | 3 | $287,933,059 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | Not reported | $0 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | 2 | $577,260 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2017 (9 years)
- Employees: 28 total, 19 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, AZ, CA, CO, CT, FL, GA, IL, MA, MD, MN, NC, NH, NJ, NY, PA, TX, WI
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/286669

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Davie, FL
- Madison, WI

### Websites listed on Form ADV (Item 1.I)
- slatestone.com
- Facebook @SLATESTONEWEALTH
- LinkedIn @SLATESTONE

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $845,435,403 | 20 | April 9, 2021 |
| October 2022 | $1,005,424,061 | 23 | August 16, 2022 |
| October 2023 | $952,284,709 | 23 | September 25, 2023 |
| October 2024 | $1,370,465,172 | 29 | June 25, 2024 |
| October 2025 | $1,653,938,437 | 29 | June 24, 2025 |
| October 2026 | $1,763,081,657 | 28 | June 3, 2026 |

Regulatory assets under management: $845,435,403 in the October 2021 data and $1,763,081,657 in the October 2026 data, up 109%.
Total employees: 20 in October 2021 and 28 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 18 to 19.
- No longer lists an office in Boca Raton, FL.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Slatestone Wealth LLC (CRD 286669): Form ADV filing data as of October 2026.