# Slagle Financial, LLC.

> Slagle Financial, LLC. is an SEC-registered investment advisory firm in Edwardsville, IL, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 13, 2026.

- CRD: 149976
- Filed as: SLAGLE FINANCIAL, LLC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Edwardsville, IL
- Filing period: October 2026
- Form ADV filing dated: August 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/149976
- AdvisorCensus page: https://advisorcensus.com/firm/slagle-financial-llc-edwardsville-il-149976

## Quick answers

**How is Slagle Financial, LLC. compensated?**
On its Form ADV (Item 5.E, October 2026), Slagle Financial, LLC. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Slagle Financial, LLC. located?**
Slagle Financial, LLC.'s principal office is in Edwardsville, IL, according to its Form ADV; the September 2026 filing also lists 9 other offices (Schedule D, Section 1.F).

**Is Slagle Financial, LLC. registered with the SEC or a state?**
Slagle Financial, LLC. is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 149976.

**How much does Slagle Financial, LLC. manage?**
Slagle Financial, LLC. reports $411,651,067 in regulatory assets under management in its Form ADV filing dated August 13, 2026 (100% discretionary).

**How have Slagle Financial, LLC.'s assets and staff changed since 2021?**
In the Form ADV data for Slagle Financial, LLC.: Regulatory assets under management: $153,380,857 in the October 2021 data and $411,651,067 in the October 2026 data, up 168%. Total employees: 12 in October 2021 and 21 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Slagle Financial, LLC. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,461); high net worth individuals (49).

**Which custodians does Slagle Financial, LLC. use?**
Slagle Financial, LLC.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Slagle Financial, LLC. report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/149976

**Does Slagle Financial, LLC. state an account minimum?**
Its Form ADV Part 2A brochure dated March 25, 2026 says: "There is an account minimum, $50,000, which may be waived at the firm’s discretion."

**What changed in Slagle Financial, LLC.'s recent Form ADV filings?**
In the September 2026 filing data: Registered or notice-filed in CO.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 25, 2026)

- Account minimum: $50,000 (the brochure says it may be waived or negotiated)

> There is an account minimum, $50,000, which may be waived at the firm’s discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $411,651,067
- Discretionary: $411,651,067
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,461 | $306,222,286 |
| High net worth individuals | 49 | $101,454,885 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $84 |
| Corporations or other businesses not listed above | Fewer than 5 | $3,973,812 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2018 (8 years)
- Employees: 21 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, CO, FL, GA, IL, IN, MO, MS, NC, SC, TN, TX
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/149976

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Bloomington, IL
- Bonita Springs, FL
- Fort Myers, FL
- Fort Walton Beach, FL
- Jacksonville, IL
- Miramar Beach, FL
- Panama City Beach, FL
- Springfield, IL
- St. Louis, MO

### Websites listed on Form ADV (Item 1.I)
- slaglefinancial.com
- Facebook @slaglefinancial
- Instagram @slaglefinancial
- LinkedIn @slagle-financial
- TikTok @slaglefinancial
- YouTube @SlagleFinancial

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $153,380,857 | 12 | September 14, 2021 |
| October 2022 | $186,141,060 | 12 | September 23, 2022 |
| October 2023 | $241,160,884 | 21 | July 27, 2023 |
| October 2024 | $267,967,864 | 23 | April 22, 2024 |
| October 2025 | $315,010,991 | 21 | March 21, 2025 |
| October 2026 | $411,651,067 | 21 | August 13, 2026 |

Regulatory assets under management: $153,380,857 in the October 2021 data and $411,651,067 in the October 2026 data, up 168%.
Total employees: 12 in October 2021 and 21 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Registered or notice-filed in CO.

### April 2026
- Regulatory assets under management went from $315,010,991 to $411,651,067 (+31%).

### January 2026
- Registered or notice-filed in SC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Slagle Financial, LLC. (CRD 149976): Form ADV filing data as of October 2026.