# Sky Alpha Asset Advisors

> Sky Alpha Asset Advisors is an SEC-registered investment advisory firm in Boca Raton, FL, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 4, 2026.

- CRD: 295839
- Filed as: SKY ALPHA ASSET ADVISORS
- Legal name: Sky Alpha Asset Advisors LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Boca Raton, FL
- Filing period: October 2026
- Form ADV filing dated: February 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/295839
- AdvisorCensus page: https://advisorcensus.com/firm/sky-alpha-asset-advisors-boca-raton-fl-295839

## Quick answers

**How is Sky Alpha Asset Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Sky Alpha Asset Advisors reports these compensation arrangements: a percentage of assets under its management; commissions. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Sky Alpha Asset Advisors located?**
Sky Alpha Asset Advisors' principal office is in Boca Raton, FL, according to its Form ADV.

**Is Sky Alpha Asset Advisors registered with the SEC or a state?**
Sky Alpha Asset Advisors is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 295839.

**How much does Sky Alpha Asset Advisors manage?**
Sky Alpha Asset Advisors reports $215,979,330 in regulatory assets under management in its Form ADV filing dated February 4, 2026 (100% discretionary).

**How have Sky Alpha Asset Advisors' assets and staff changed since 2021?**
In the Form ADV data for Sky Alpha Asset Advisors: Regulatory assets under management: $247,167,637 in the October 2021 data and $215,979,330 in the October 2026 data, down 13%. Total employees: 6 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sky Alpha Asset Advisors serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (191); individuals (other than high net worth individuals) (95); corporations or other businesses not listed above (26).

**Which custodians does Sky Alpha Asset Advisors use?**
Sky Alpha Asset Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Sky Alpha Asset Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/295839

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Commissions

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $215,979,330
- Discretionary: $215,979,330
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 95 | $9,254,733 |
| High net worth individuals | 191 | $145,732,192 |
| Charitable organizations | 6 | $6,282,510 |
| Corporations or other businesses not listed above | 26 | $54,709,895 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2018 (8 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, FL, HI, ME, MI, NJ, NY, TX, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- skyalphaadvisors.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $247,167,637 | 6 | March 17, 2021 |
| October 2022 | $248,004,800 | 5 | March 31, 2022 |
| October 2023 | $269,174,559 | 6 | June 16, 2023 |
| October 2024 | $207,368,474 | 3 | March 12, 2024 |
| October 2025 | $208,000,000 | 4 | March 6, 2025 |
| October 2026 | $215,979,330 | 3 | February 4, 2026 |

Regulatory assets under management: $247,167,637 in the October 2021 data and $215,979,330 in the October 2026 data, down 13%.
Total employees: 6 in October 2021 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sky Alpha Asset Advisors (CRD 295839): Form ADV filing data as of October 2026.