{
  "crd_number": 109114,
  "slug": "sk-wealth-management-llc-providence-ri-109114",
  "primary_business_name": "SK WEALTH MANAGEMENT, LLC",
  "legal_name": "SK WEALTH MANAGEMENT, LLC",
  "dbas": [
    "SK WEALTH"
  ],
  "city": "Providence",
  "state": "RI",
  "country": "United States",
  "cbsa_code": "39300",
  "metro": {
    "cbsa_code": "39300",
    "common_name": "Providence",
    "msa_name": "Providence-Warwick, RI-MA",
    "path": "/advisors/ri/providence"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1999-03-15",
  "years_registered": 27,
  "period": "2026-10-01",
  "filing_date": "2026-01-30",
  "carried_forward": false,
  "raum_total": 638952784.0,
  "raum_discretionary": 628503810.0,
  "raum_non_discretionary": 10448974.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 6,
  "advisory_employees": 4,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 64035506.0,
      "count": 140
    },
    "pension_profit_sharing": {
      "raum": 1081455.0,
      "count": 3
    },
    "high_net_worth_individuals": {
      "raum": 573781027.0,
      "count": 179
    },
    "corporations_other_businesses": {
      "raum": 54796.0,
      "count": 1
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CT",
    "FL",
    "MA",
    "NH",
    "NY",
    "RI",
    "TX"
  ],
  "websites": [
    "https://facebook.com/SKWealthManagement",
    "https://linkedin.com/COMPANY/SK-WEALTH-MANAGEMENT-LLC",
    "https://open.spotify.com/show/02FX8tdwuXotpUYBdvemWj",
    "https://podcasts.apple.com/us/podcast/sk-wealths-solutions-knowledge-podcast/id1259914695",
    "https://skwealth.com",
    "https://youtube.com/@skwealthmanagementllc7375"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109114",
  "city_as_filed": "PROVIDENCE",
  "url": "https://advisorcensus.com/firm/sk-wealth-management-llc-providence-ri-109114",
  "display_name": "SK Wealth Management, LLC",
  "summary": "SK Wealth Management, LLC is an SEC-registered investment advisory firm in Providence, RI, registered since 1999, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated January 30, 2026.",
  "citation": "AdvisorCensus. SK Wealth Management, LLC (CRD 109114): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is SK Wealth Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), SK Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is SK Wealth Management, LLC located?",
      "a": "SK Wealth Management, LLC's principal office is in Providence, RI, according to its Form ADV."
    },
    {
      "q": "Is SK Wealth Management, LLC registered with the SEC or a state?",
      "a": "SK Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 109114."
    },
    {
      "q": "How much does SK Wealth Management, LLC manage?",
      "a": "SK Wealth Management, LLC reports $638,952,784 in regulatory assets under management in its Form ADV filing dated January 30, 2026 (98% discretionary)."
    },
    {
      "q": "How have SK Wealth Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for SK Wealth Management, LLC: Regulatory assets under management: $363,777,751 in the October 2021 data and $638,952,784 in the October 2026 data, up 76%. Total employees: 6 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does SK Wealth Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (179); individuals (other than high net worth individuals) (140); pension and profit sharing plans (but not the plan participants or government pension plans) (3)."
    },
    {
      "q": "Which custodians does SK Wealth Management, LLC use?",
      "a": "SK Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does SK Wealth Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109114"
    },
    {
      "q": "Does SK Wealth Management, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated January 30, 2026 says: \"In general, we set an overall portfolio minimum at $500,000. We do occasionally make exceptions to this policy\""
    },
    {
      "q": "What changed in SK Wealth Management, LLC's recent Form ADV filings?",
      "a": "In the February 2026 filing data: Regulatory assets under management went from $555,304,681 to $638,952,784 (+15%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 363777751.0,
      "total_employees": 6,
      "filing_date": "2021-03-04"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 433145184.0,
      "total_employees": 6,
      "filing_date": "2022-03-01"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 377172586.0,
      "total_employees": 6,
      "filing_date": "2023-02-08"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 429197000.0,
      "total_employees": 6,
      "filing_date": "2024-07-09"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 555304681.0,
      "total_employees": 6,
      "filing_date": "2025-05-29"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 638952784.0,
      "total_employees": 6,
      "filing_date": "2026-01-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Regulatory assets under management went from $555,304,681 to $638,952,784 (+15%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated January 30, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "In general, we set an overall portfolio minimum at $500,000.  We do occasionally make exceptions to this policy"
        ]
      }
    ],
    "quotes": [
      "In general, we set an overall portfolio minimum at $500,000.  We do occasionally make exceptions to this policy"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/sk-wealth-management-llc-providence-ri-109114.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 140,
      "fewer_than_5": false,
      "raum": 64035506.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 179,
      "fewer_than_5": false,
      "raum": 573781027.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 3,
      "fewer_than_5": false,
      "raum": 1081455.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 1,
      "fewer_than_5": false,
      "raum": 54796.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109114",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}