# Sizemore Financial Services

> Sizemore Financial Services is a state-registered investment advisory firm, registered since 1989, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 20, 2026.

- CRD: 125296
- Filed as: SIZEMORE FINANCIAL SERVICES
- Legal name: Sizemore III, Thomas Austin
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Georgia
- Filing period: October 2026
- Form ADV filing dated: February 20, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/125296
- AdvisorCensus page: https://advisorcensus.com/firm/sizemore-financial-services-125296

## Quick answers

**How is Sizemore Financial Services compensated?**
On its Form ADV (Item 5.E, October 2026), Sizemore Financial Services reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Sizemore Financial Services registered with the SEC or a state?**
Sizemore Financial Services is a state-registered investment advisory firm, registered since 1989. Status as filed: APPROVED. CRD 125296.

**How much does Sizemore Financial Services manage?**
Sizemore Financial Services reports $4,575,000 in regulatory assets under management in its Form ADV filing dated February 20, 2026 (100% discretionary).

**What types of clients does Sizemore Financial Services serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (10).

**Does Sizemore Financial Services report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.H(1)(a) (court injunction in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/125296

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $4,575,000
- Discretionary: $4,575,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 10 | $4,575,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1989 (37 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: GA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.H(1)(a): In the past ten years, has a domestic or foreign court issued an injunction against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/125296

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sizemore Financial Services (CRD 125296): Form ADV filing data as of October 2026.