# Sivia Capital Partners, LLC

> Sivia Capital Partners, LLC is an SEC-registered investment advisory firm in Mill Valley, CA, registered since 2014, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 24, 2026.

- CRD: 170413
- Filed as: SIVIA CAPITAL PARTNERS, LLC
- Also doing business as: SIVIA CAPITAL
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Mill Valley, CA
- Filing period: October 2026
- Form ADV filing dated: June 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/170413
- AdvisorCensus page: https://advisorcensus.com/firm/sivia-capital-partners-llc-mill-valley-ca-170413

## Quick answers

**How is Sivia Capital Partners, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sivia Capital Partners, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Sivia Capital Partners, LLC charge?**
Its Form ADV Part 2A brochure dated June 24, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Sivia Capital Partners, LLC located?**
Sivia Capital Partners, LLC's principal office is in Mill Valley, CA, according to its Form ADV.

**Is Sivia Capital Partners, LLC registered with the SEC or a state?**
Sivia Capital Partners, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 170413.

**How much does Sivia Capital Partners, LLC manage?**
Sivia Capital Partners, LLC reports $1,238,988,439 in regulatory assets under management in its Form ADV filing dated June 24, 2026 (97% discretionary).

**How have Sivia Capital Partners, LLC's assets and staff changed since 2021?**
In the Form ADV data for Sivia Capital Partners, LLC: Regulatory assets under management: $274,024,309 in the October 2021 data and $1,238,988,439 in the October 2026 data, up 352%. Total employees: 2 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sivia Capital Partners, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (54); individuals (other than high net worth individuals) (1).

**Which custodians does Sivia Capital Partners, LLC use?**
Sivia Capital Partners, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Sivia Capital Partners, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/170413

**Does Sivia Capital Partners, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated June 24, 2026 says: "Our clients include individuals and high net worth individuals. We generally have a client minimum of $10 million of investment assets although we may accept a lesser amount in our discretion."

**What changed in Sivia Capital Partners, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $640,807,082 to $1,238,988,439 (+93%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated June 24, 2026)

- Asset-based fee: up to 2% of assets a year (the maximum the brochure states)

> We charge an asset-based fee for our bundled asset management, financial planning, and family office services based on the amount of billable assets. These fees are agreed upon between our firm and our clients at an annual rate of up to 2%.

- Account minimum: $10,000,000 (the brochure says it may be waived or negotiated)

> Our clients include individuals and high net worth individuals. We generally have a client minimum of $10 million of investment assets although we may accept a lesser amount in our discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,238,988,439
- Discretionary: $1,204,586,575
- Non-discretionary: $34,401,864

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1 | $237,506 |
| High net worth individuals | 54 | $1,238,750,933 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2014 (12 years)
- Employees: 5 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NY, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- siviacapital.com
- LinkedIn @5118927

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $274,024,309 | 2 | June 3, 2021 |
| October 2022 | $323,132,199 | 2 | March 18, 2022 |
| October 2023 | $366,142,121 | 3 | August 28, 2023 |
| October 2024 | $512,876,537 | 3 | March 29, 2024 |
| October 2025 | $640,807,082 | 4 | March 24, 2025 |
| October 2026 | $1,238,988,439 | 5 | June 24, 2026 |

Regulatory assets under management: $274,024,309 in the October 2021 data and $1,238,988,439 in the October 2026 data, up 352%.
Total employees: 2 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $640,807,082 to $1,238,988,439 (+93%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sivia Capital Partners, LLC (CRD 170413): Form ADV filing data as of October 2026.