# Sittner & Nelson, LLC

> Sittner & Nelson, LLC is an SEC-registered investment advisory firm in Eugene, OR, registered since 2020, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 309757
- Filed as: SITTNER & NELSON, LLC
- Also doing business as: SITTNER & NELSON
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Eugene, OR
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/309757
- AdvisorCensus page: https://advisorcensus.com/firm/sittner-and-nelson-llc-eugene-or-309757

## Quick answers

**How is Sittner & Nelson, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sittner & Nelson, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Sittner & Nelson, LLC located?**
Sittner & Nelson, LLC's principal office is in Eugene, OR, according to its Form ADV.

**Is Sittner & Nelson, LLC registered with the SEC or a state?**
Sittner & Nelson, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 309757.

**How much does Sittner & Nelson, LLC manage?**
Sittner & Nelson, LLC reports $1,048,567,431 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Sittner & Nelson, LLC's assets and staff changed since 2021?**
In the Form ADV data for Sittner & Nelson, LLC: Regulatory assets under management: $588,853,675 in the October 2021 data and $1,048,567,431 in the October 2026 data, up 78%. Total employees: 6 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sittner & Nelson, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (266); high net worth individuals (189); pension and profit sharing plans (but not the plan participants or government pension plans) (20).

**Which custodians does Sittner & Nelson, LLC use?**
Sittner & Nelson, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Sittner & Nelson, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/309757

**What changed in Sittner & Nelson, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $899,994,121 to $1,048,567,431 (+17%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Minimum annual fee: None

> The firm does not have any minimum annual fee or account size requirements.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,048,567,431
- Discretionary: $1,043,874,929
- Non-discretionary: $4,692,502

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 266 | $138,208,234 |
| High net worth individuals | 189 | $839,540,049 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 20 | $69,070,972 |
| Charitable organizations | Fewer than 5 | $1,748,176 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 6 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, NV, OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- sittnerandnelson.com
- LinkedIn @sittner-nelson

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $588,853,675 | 6 | January 28, 2021 |
| October 2022 | $768,037,273 | 6 | April 26, 2022 |
| October 2023 | $675,616,132 | 6 | March 31, 2023 |
| October 2024 | $804,784,566 | 6 | March 21, 2024 |
| October 2025 | $899,994,121 | 6 | March 27, 2025 |
| October 2026 | $1,048,567,431 | 6 | March 31, 2026 |

Regulatory assets under management: $588,853,675 in the October 2021 data and $1,048,567,431 in the October 2026 data, up 78%.
Total employees: 6 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $899,994,121 to $1,048,567,431 (+17%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sittner & Nelson, LLC (CRD 309757): Form ADV filing data as of October 2026.