# Sims Capital Management LLC

> Sims Capital Management LLC is an SEC-registered investment advisory firm in Milwaukee, WI, registered since 2007, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 129398
- Filed as: SIMS CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Milwaukee, WI
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/129398
- AdvisorCensus page: https://advisorcensus.com/firm/sims-capital-management-llc-milwaukee-wi-129398

## Quick answers

**How is Sims Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sims Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; other.

**Where is Sims Capital Management LLC located?**
Sims Capital Management LLC's principal office is in Milwaukee, WI, according to its Form ADV.

**Is Sims Capital Management LLC registered with the SEC or a state?**
Sims Capital Management LLC is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 129398.

**How much does Sims Capital Management LLC manage?**
Sims Capital Management LLC reports $56,393,178 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**How have Sims Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Sims Capital Management LLC: Regulatory assets under management: $46,534,509 in the October 2021 data and $56,393,178 in the October 2026 data, up 21%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sims Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (16); investment companies (1).

**Which custodians does Sims Capital Management LLC use?**
Sims Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Sims Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/129398

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $56,393,178
- Discretionary: $56,393,178
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 16 | $8,957,232 |
| Investment companies | 1 | $47,435,946 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2007 (19 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- eaglecapitalgrowth.com
- eaglecapitalgrowthfund.com
- peregrineinvestmentfund.com
- scmfunds.net
- simscapital.com
- simscapital.net
- simscapitalmanagement.com
- simsfund.com
- simsfund.net
- simsfunds.com
- simsfunds.net
- simstotalreturn.com
- simstotalreturnfund.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $46,534,509 | 2 | March 30, 2021 |
| October 2022 | $52,562,136 | 2 | February 18, 2022 |
| October 2023 | $48,483,215 | 2 | March 21, 2023 |
| October 2024 | $49,943,509 | 2 | March 26, 2024 |
| October 2025 | $56,014,915 | 2 | March 5, 2025 |
| October 2026 | $56,393,178 | 2 | March 26, 2026 |

Regulatory assets under management: $46,534,509 in the October 2021 data and $56,393,178 in the October 2026 data, up 21%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sims Capital Management LLC (CRD 129398): Form ADV filing data as of October 2026.