{ "crd_number": 129398, "slug": "sims-capital-management-llc-milwaukee-wi-129398", "primary_business_name": "SIMS CAPITAL MANAGEMENT LLC", "legal_name": "SIMS CAPITAL MANAGEMENT LLC", "dbas": [], "city": "Milwaukee", "state": "WI", "country": "United States", "cbsa_code": "33340", "metro": { "cbsa_code": "33340", "common_name": "Milwaukee", "msa_name": "Milwaukee-Waukesha, WI", "path": "/advisors/wi/milwaukee" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2007-01-12", "years_registered": 19, "period": "2026-10-01", "filing_date": "2026-03-26", "carried_forward": false, "raum_total": 56393178.0, "raum_discretionary": 56393178.0, "raum_non_discretionary": 0.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 2, "advisory_employees": 2, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 8957232.0, "count": 16 }, "investment_companies": { "raum": 47435946.0, "count": 1 } }, "compensation_types": [ "other", "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_individuals", "portfolio_management_investment_companies" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "WI" ], "websites": [ "https://eaglecapitalgrowth.com", "https://eaglecapitalgrowthfund.com", "https://peregrineinvestmentfund.com", "https://scmfunds.net", "https://simscapital.com", "https://simscapital.net", "https://simscapitalmanagement.com", "https://simsfund.com", "https://simsfund.net", "https://simsfunds.com", "https://simsfunds.net", "https://simstotalreturn.com", "https://simstotalreturnfund.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/129398", "city_as_filed": "MILWAUKEE", "url": "https://advisorcensus.com/firm/sims-capital-management-llc-milwaukee-wi-129398", "display_name": "Sims Capital Management LLC", "summary": "Sims Capital Management LLC is an SEC-registered investment advisory firm in Milwaukee, WI, registered since 2007, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.", "citation": "AdvisorCensus. Sims Capital Management LLC (CRD 129398): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Other" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for investment companies (and business development companies)" ], "quick_answers": [ { "q": "How is Sims Capital Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Sims Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Sims Capital Management LLC located?", "a": "Sims Capital Management LLC's principal office is in Milwaukee, WI, according to its Form ADV." }, { "q": "Is Sims Capital Management LLC registered with the SEC or a state?", "a": "Sims Capital Management LLC is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 129398." }, { "q": "How much does Sims Capital Management LLC manage?", "a": "Sims Capital Management LLC reports $56,393,178 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary)." }, { "q": "How have Sims Capital Management LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Sims Capital Management LLC: Regulatory assets under management: $46,534,509 in the October 2021 data and $56,393,178 in the October 2026 data, up 21%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Sims Capital Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (16); investment companies (1)." }, { "q": "Which custodians does Sims Capital Management LLC use?", "a": "Sims Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Sims Capital Management LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/129398" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 46534509.0, "total_employees": 2, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 52562136.0, "total_employees": 2, "filing_date": "2022-02-18" }, { "period": "2023-10-01", "regulatory_assets_under_management": 48483215.0, "total_employees": 2, "filing_date": "2023-03-21" }, { "period": "2024-10-01", "regulatory_assets_under_management": 49943509.0, "total_employees": 2, "filing_date": "2024-03-26" }, { "period": "2025-10-01", "regulatory_assets_under_management": 56014915.0, "total_employees": 2, "filing_date": "2025-03-05" }, { "period": "2026-10-01", "regulatory_assets_under_management": 56393178.0, "total_employees": 2, "filing_date": "2026-03-26" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/sims-capital-management-llc-milwaukee-wi-129398.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 16, "fewer_than_5": false, "raum": 8957232.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 1, "fewer_than_5": false, "raum": 47435946.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/129398", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }