# Simplified Planning and Investments

> Simplified Planning and Investments is a state-registered investment advisory firm in Johnston, IA, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 17, 2026.

- CRD: 338036
- Filed as: SIMPLIFIED PLANNING AND INVESTMENTS
- Legal name: Simplified Planning and Investments LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Johnston, IA
- Filing period: October 2026
- Form ADV filing dated: July 17, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/338036
- AdvisorCensus page: https://advisorcensus.com/firm/simplified-planning-and-investments-johnston-ia-338036

## Quick answers

**How is Simplified Planning and Investments compensated?**
On its Form ADV (Item 5.E, October 2026), Simplified Planning and Investments reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Simplified Planning and Investments located?**
Simplified Planning and Investments' principal office is in Johnston, IA, according to its Form ADV.

**Is Simplified Planning and Investments registered with the SEC or a state?**
Simplified Planning and Investments is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 338036.

**How much does Simplified Planning and Investments manage?**
Simplified Planning and Investments reports $8,432,251 in regulatory assets under management in its Form ADV filing dated July 17, 2026 (100% discretionary).

**What types of clients does Simplified Planning and Investments serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (6).

**Does Simplified Planning and Investments report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/338036

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $8,432,251
- Discretionary: $8,401,724
- Non-discretionary: $30,527

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 6 | $888,603 |
| High net worth individuals | Fewer than 5 | $7,543,648 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [simplifiedplanning.com](https://simplifiedplanning.com)
- Facebook facebook.com
- Instagram @simplifiedplanning
- LinkedIn @simplified-planning-and-investments

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Simplified Planning and Investments (CRD 338036): Form ADV filing data as of October 2026.