# Simplicity Wealth Management

> Simplicity Wealth Management is a state-registered investment advisory firm, registered since 2019, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 24, 2026.

- CRD: 300112
- Filed as: SIMPLICITY WEALTH MANAGEMENT
- Legal name: Simplicity Wealth Management LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: August 24, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/300112
- AdvisorCensus page: https://advisorcensus.com/firm/simplicity-wealth-management-300112

## Quick answers

**How is Simplicity Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Simplicity Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Simplicity Wealth Management registered with the SEC or a state?**
Simplicity Wealth Management is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 300112.

**How much does Simplicity Wealth Management manage?**
Simplicity Wealth Management reports $35,937,683 in regulatory assets under management in its Form ADV filing dated August 24, 2026 (100% discretionary).

**What types of clients does Simplicity Wealth Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (33); individuals (other than high net worth individuals) (14).

**Does Simplicity Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/300112

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $35,937,683
- Discretionary: $35,937,683
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 14 | $3,662,850 |
| High net worth individuals | 33 | $30,066,865 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $2,207,968 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2019 (7 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, VA, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [simplicitywm.com](https://simplicitywm.com)
- Facebook @simplicitywealthmanagement
- Instagram @simplicity_wealth
- LinkedIn @christinecenteno
- YouTube @UC8k1v2KOweeLWMFvsRFJXJA

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Simplicity Wealth Management (CRD 300112): Form ADV filing data as of October 2026.