# Simplicity Financial, LLC

> Simplicity Financial, LLC is a state-registered investment advisory firm in Milwaukee, WI, registered since 2016, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 22, 2026.

- CRD: 284578
- Filed as: SIMPLICITY FINANCIAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Milwaukee, WI
- Filing period: October 2026
- Form ADV filing dated: January 22, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/284578
- AdvisorCensus page: https://advisorcensus.com/firm/simplicity-financial-llc-milwaukee-wi-284578

## Quick answers

**How is Simplicity Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Simplicity Financial, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Simplicity Financial, LLC located?**
Simplicity Financial, LLC's principal office is in Milwaukee, WI, according to its Form ADV.

**Is Simplicity Financial, LLC registered with the SEC or a state?**
Simplicity Financial, LLC is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 284578.

**How much does Simplicity Financial, LLC manage?**
Simplicity Financial, LLC reports $8,000,000 in regulatory assets under management in its Form ADV filing dated January 22, 2026 (100% discretionary).

**What types of clients does Simplicity Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (79).

**Does Simplicity Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/284578

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $8,000,000
- Discretionary: $8,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 79 | $8,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2016 (9 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- simplicityfinancialllc.com
- Facebook @simplicityfinancialllc
- Instagram @simplicityfinancial
- LinkedIn @86340128
- YouTube @UC9GqCa692M38T0YZZVDSi5g

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Simplicity Financial, LLC (CRD 284578): Form ADV filing data as of October 2026.