# Simplex Asset Management Co., Ltd.

> Simplex Asset Management Co., Ltd. is an exempt reporting adviser in Tokyo, Japan, filing reports since 2013. Exempt reporting advisers do not report regulatory assets under management on Form ADV.

- CRD: 166680
- Filed as: SIMPLEX ASSET MANAGEMENT CO., LTD.
- Also doing business as: SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED
- Reporting status: Exempt reporting adviser (status as filed: ERA - Active)
- Location: Tokyo, Japan
- Filing period: October 2026
- Form ADV filing dated: May 19, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/166680
- AdvisorCensus page: https://advisorcensus.com/firm/simplex-asset-management-co-ltd-tokyo-166680

## Quick answers

**Where is Simplex Asset Management Co., Ltd. located?**
Simplex Asset Management Co., Ltd.'s principal office is in Tokyo, Japan, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**How does Simplex Asset Management Co., Ltd. report to regulators?**
Simplex Asset Management Co., Ltd. is an exempt reporting adviser, filing reports since 2013. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 166680.

**Does Simplex Asset Management Co., Ltd. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/166680

## From the Form ADV filing

### Firm details
- Reporting since: 2013 (13 years)
- Employees: Not reported total, Not reported performing advisory functions
- Wrap fee program participation: Not reported
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- Hong Kong

### Websites listed on Form ADV (Item 1.I)
- simplexasset.com
- Facebook @simplexETF
- X @simplexetf

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | Not reported | May 31, 2021 |
| October 2022 | Not reported | Not reported | May 24, 2022 |
| October 2023 | Not reported | Not reported | May 31, 2023 |
| October 2024 | Not reported | Not reported | May 29, 2024 |
| October 2025 | Not reported | Not reported | May 14, 2025 |
| October 2026 | Not reported | Not reported | May 19, 2026 |


## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Simplex Asset Management Co., Ltd. (CRD 166680): Form ADV filing data as of October 2026.