{
  "crd_number": 166680,
  "slug": "simplex-asset-management-co-ltd-tokyo-166680",
  "primary_business_name": "SIMPLEX ASSET MANAGEMENT CO., LTD.",
  "legal_name": "SIMPLEX ASSET MANAGEMENT CO., LTD.",
  "dbas": [
    "SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED"
  ],
  "city": "Tokyo",
  "state": null,
  "country": "Japan",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "exempt",
  "registration_status": "ERA - Active",
  "registration_date": "2013-01-31",
  "years_registered": 13,
  "period": "2026-10-01",
  "filing_date": "2026-05-19",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": null,
  "advisory_employees": null,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [],
  "advisory_activities": [],
  "wrap_fee_participant": null,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [
    "https://facebook.com/simplexETF",
    "https://simplexasset.com",
    "https://x.com/simplexetf"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/166680",
  "city_as_filed": "TOKYO",
  "url": "https://advisorcensus.com/firm/simplex-asset-management-co-ltd-tokyo-166680",
  "display_name": "Simplex Asset Management Co., Ltd.",
  "summary": "Simplex Asset Management Co., Ltd. is an exempt reporting adviser in Tokyo, Japan, filing reports since 2013. Exempt reporting advisers do not report regulatory assets under management on Form ADV.",
  "citation": "AdvisorCensus. Simplex Asset Management Co., Ltd. (CRD 166680): Form ADV filing data as of October 2026.",
  "registration_type_label": "Exempt reporting adviser",
  "compensation_labels": [],
  "advisory_activity_labels": [],
  "quick_answers": [
    {
      "q": "Where is Simplex Asset Management Co., Ltd. located?",
      "a": "Simplex Asset Management Co., Ltd.'s principal office is in Tokyo, Japan, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "How does Simplex Asset Management Co., Ltd. report to regulators?",
      "a": "Simplex Asset Management Co., Ltd. is an exempt reporting adviser, filing reports since 2013. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 166680."
    },
    {
      "q": "Does Simplex Asset Management Co., Ltd. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/166680"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2021-05-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2022-05-24"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2023-05-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2024-05-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2025-05-14"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2026-05-19"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/simplex-asset-management-co-ltd-tokyo-166680.md",
  "clients": [],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/166680",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}