# Simons Financial Network

> Simons Financial Network is a state-registered investment advisory firm, registered since 2013, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 165334
- Filed as: SIMONS FINANCIAL NETWORK
- Legal name: Eric Simons, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in New York
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/165334
- AdvisorCensus page: https://advisorcensus.com/firm/simons-financial-network-165334

## Quick answers

**How is Simons Financial Network compensated?**
On its Form ADV (Item 5.E, October 2026), Simons Financial Network reports these compensation arrangements: a percentage of assets under its management; hourly charges; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Simons Financial Network registered with the SEC or a state?**
Simons Financial Network is a state-registered investment advisory firm, registered since 2013. Status as filed: APPROVED. CRD 165334.

**How much does Simons Financial Network manage?**
Simons Financial Network reports $3,982,296 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary).

**What types of clients does Simons Financial Network serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (16); high net worth individuals (1); corporations or other businesses not listed above (1).

**Does Simons Financial Network report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/165334

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Other

### Regulatory assets under management (Item 5.F)
- Total: $3,982,296
- Discretionary: $3,982,296
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 16 | $1,316,493 |
| High net worth individuals | 1 | $2,586,955 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 1 | $78,848 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2013 (13 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- simonsfinancialnetwork.com
- simonsfinancialsays.blogspot.com
- womenandmoney.tv
- Facebook @SimonsFinancialNetwork

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Simons Financial Network (CRD 165334): Form ADV filing data as of October 2026.