{
  "crd_number": 132330,
  "slug": "simon-quick-advisors-llc-morristown-nj-132330",
  "primary_business_name": "SIMON QUICK ADVISORS, LLC",
  "legal_name": "SIMON QUICK ADVISORS, LLC",
  "dbas": [
    "SIMON QUICK"
  ],
  "city": "Morristown",
  "state": "NJ",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2004-07-16",
  "years_registered": 22,
  "period": "2026-10-01",
  "filing_date": "2026-07-28",
  "carried_forward": false,
  "raum_total": 9006812528.0,
  "raum_discretionary": 8391142822.0,
  "raum_non_discretionary": 615669706.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 97,
  "advisory_employees": 77,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 500514472.0,
      "count": 28
    },
    "individuals": {
      "raum": 109343437.0,
      "count": 328
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 81857376.0,
      "count": 6
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 57251520.0,
      "count": 6
    },
    "other_investment_advisers": {
      "raum": 191192776.0,
      "count": 1,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 7551210099.0,
      "count": 666
    },
    "pooled_investment_vehicles": {
      "raum": 418367237.0,
      "count": 4
    },
    "corporations_other_businesses": {
      "raum": 97075611.0,
      "count": 3,
      "fewer_than_5": true
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "CT",
    "FL",
    "LA",
    "MA",
    "NE",
    "NJ",
    "NV",
    "NY",
    "OR",
    "PA",
    "TN",
    "TX",
    "WA",
    "WI"
  ],
  "websites": [
    "https://facebook.com/Simonquickadvisors",
    "https://instagram.com/simonquickadvisors",
    "https://linkedin.com/company/simonquickadvisors",
    "https://simonquickadvisors.com",
    "https://twitter.com/SimonQuickAdvrs",
    "https://youtube.com/channel/UCf80uGfN685uGLbGpLYdm0Q"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/132330",
  "city_as_filed": "MORRISTOWN",
  "url": "https://advisorcensus.com/firm/simon-quick-advisors-llc-morristown-nj-132330",
  "display_name": "Simon Quick Advisors, LLC",
  "summary": "Simon Quick Advisors, LLC is an SEC-registered investment advisory firm in Morristown, NJ, registered since 2004, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated July 28, 2026.",
  "citation": "AdvisorCensus. Simon Quick Advisors, LLC (CRD 132330): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Simon Quick Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Simon Quick Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other."
    },
    {
      "q": "How much does Simon Quick Advisors, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 18, 2026 states: Hourly rate: $125 an hour (added costs to report on excluded assets that require performance…); Hourly rate: $125 to $350 an hour (Bill-Pay and Bookkeeping services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Simon Quick Advisors, LLC located?",
      "a": "Simon Quick Advisors, LLC's principal office is in Morristown, NJ, according to its Form ADV; the August 2026 filing also lists 5 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Simon Quick Advisors, LLC registered with the SEC or a state?",
      "a": "Simon Quick Advisors, LLC is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 132330."
    },
    {
      "q": "How much does Simon Quick Advisors, LLC manage?",
      "a": "Simon Quick Advisors, LLC reports $9,006,812,528 in regulatory assets under management in its Form ADV filing dated July 28, 2026 (93% discretionary)."
    },
    {
      "q": "How have Simon Quick Advisors, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Simon Quick Advisors, LLC: Regulatory assets under management: $3,859,542,652 in the October 2021 data and $9,006,812,528 in the October 2026 data, up 133%. Total employees: 58 in October 2021 and 97 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Simon Quick Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (666); individuals (other than high net worth individuals) (328); charitable organizations (28)."
    },
    {
      "q": "Which custodians does Simon Quick Advisors, LLC use?",
      "a": "Simon Quick Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Simon Quick Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/132330"
    },
    {
      "q": "What changed in Simon Quick Advisors, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 57 to 77. Regulatory assets under management went from $7,072,626,223 to $9,006,812,528 (+27%). Added an office in Dallas, TX. No longer lists an office in Palm Beach, FL. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 3859542652.0,
      "total_employees": 58,
      "filing_date": "2021-09-30"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 4582069033.0,
      "total_employees": 58,
      "filing_date": "2022-09-14"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 5103979658.0,
      "total_employees": 75,
      "filing_date": "2023-03-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 5752893260.0,
      "total_employees": 83,
      "filing_date": "2024-03-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 7072626223.0,
      "total_employees": 90,
      "filing_date": "2025-06-13"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 9006812528.0,
      "total_employees": 97,
      "filing_date": "2026-07-28"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 57 to 77.",
        "Regulatory assets under management went from $7,072,626,223 to $9,006,812,528 (+27%).",
        "Added an office in Dallas, TX.",
        "No longer lists an office in Palm Beach, FL.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 18, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $125 an hour (added costs to report on excluded assets that require performance…)",
      "Hourly rate: $125 to $350 an hour (Bill-Pay and Bookkeeping services)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $125 an hour (added costs to report on excluded assets that require performance…)"
        ],
        "quotes": [
          "any added costs to report on excluded assets that require performance backdating, or any special project costs, are assessed to the client at an hourly rate of $125 per hour."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $125 to $350 an hour (Bill-Pay and Bookkeeping services)"
        ],
        "quotes": [
          "Simon Quick’s bill -pay and bookkeeping services fees are paid hourl y and typically range between $ 125 and $350 per hour"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 125.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "added costs to report on excluded assets that require performance backdating, or any special project costs"
        },
        {
          "kind": "hourly",
          "amount": null,
          "min": 125.0,
          "max": 350.0,
          "period": "hour",
          "service": "Bill-Pay and Bookkeeping services"
        }
      ]
    },
    "quotes": [
      "any added costs to report on excluded assets that require performance backdating, or any special project costs, are assessed to the client at an hourly rate of $125 per hour.",
      "Simon Quick’s bill -pay and bookkeeping services fees are paid hourl y and typically range between $ 125 and $350 per hour"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/simon-quick-advisors-llc-morristown-nj-132330.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 328,
      "fewer_than_5": false,
      "raum": 109343437.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 666,
      "fewer_than_5": false,
      "raum": 7551210099.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 4,
      "fewer_than_5": false,
      "raum": 418367237.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 6,
      "fewer_than_5": false,
      "raum": 57251520.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 28,
      "fewer_than_5": false,
      "raum": 500514472.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 1,
      "fewer_than_5": true,
      "raum": 191192776.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 6,
      "fewer_than_5": false,
      "raum": 81857376.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 3,
      "fewer_than_5": true,
      "raum": 97075611.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/132330",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}