{ "crd_number": 290935, "slug": "silveroak-investments-llc-newport-beach-ca-290935", "primary_business_name": "SILVEROAK INVESTMENTS, LLC", "legal_name": "SILVEROAK INVESTMENTS LIMITED-LIABILITY COMPANY", "dbas": [ "COURT INVESTMENT SERVICES" ], "city": "Newport Beach", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2024-01-17", "years_registered": 2, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 63209206.0, "raum_discretionary": 63209206.0, "raum_non_discretionary": 0.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 4, "advisory_employees": 1, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 27592518.0, "count": 128 }, "high_net_worth_individuals": { "raum": 35616688.0, "count": 14 } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_individuals" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "CA", "GA", "NV", "OK" ], "websites": [ "https://courtinvestments.com", "https://courtinvestmentservices.com", "https://facebook.com/profile.php?id=100076869255229&mibextid=zbwkwl", "https://linkedin.com/company/court-investment-services/about", "https://linkedin.com/company/silveroak-investments/about", "https://silveroakinvestments.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/290935", "city_as_filed": "NEWPORT BEACH", "url": "https://advisorcensus.com/firm/silveroak-investments-llc-newport-beach-ca-290935", "display_name": "Silveroak Investments, LLC", "summary": "Silveroak Investments, LLC is a state-registered investment advisory firm in Newport Beach, CA, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Silveroak Investments, LLC (CRD 290935): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is Silveroak Investments, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Silveroak Investments, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Silveroak Investments, LLC located?", "a": "Silveroak Investments, LLC's principal office is in Newport Beach, CA, according to its Form ADV." }, { "q": "Is Silveroak Investments, LLC registered with the SEC or a state?", "a": "Silveroak Investments, LLC is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 290935." }, { "q": "How much does Silveroak Investments, LLC manage?", "a": "Silveroak Investments, LLC reports $63,209,206 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "How have Silveroak Investments, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Silveroak Investments, LLC: Regulatory assets under management: $99,648,183 in the October 2021 data and $63,209,206 in the October 2026 data, down 37%. Total employees: 2 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Silveroak Investments, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (128); high net worth individuals (14)." }, { "q": "Does Silveroak Investments, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/290935" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 99648183.0, "total_employees": 2, "filing_date": "2021-05-24" }, { "period": "2022-10-01", "regulatory_assets_under_management": 93619437.0, "total_employees": 2, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 73813435.0, "total_employees": 3, "filing_date": "2023-04-04" }, { "period": "2024-10-01", "regulatory_assets_under_management": 67970069.0, "total_employees": 3, "filing_date": "2024-08-15" }, { "period": "2026-10-01", "regulatory_assets_under_management": 63209206.0, "total_employees": 4, "filing_date": "2026-03-31" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/silveroak-investments-llc-newport-beach-ca-290935.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 128, "fewer_than_5": false, "raum": 27592518.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 14, "fewer_than_5": false, "raum": 35616688.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/290935", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }