# Silverberg Bernstein Capital Management

> Silverberg Bernstein Capital Management is an SEC-registered investment advisory firm in Armonk, NY, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 6, 2026.

- CRD: 327151
- Filed as: SILVERBERG BERNSTEIN CAPITAL MANAGEMENT
- Legal name: Silverberg Bernstein Capital Management LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Armonk, NY
- Filing period: October 2026
- Form ADV filing dated: March 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/327151
- AdvisorCensus page: https://advisorcensus.com/firm/silverberg-bernstein-capital-management-armonk-ny-327151

## Quick answers

**How is Silverberg Bernstein Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Silverberg Bernstein Capital Management reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**What does Silverberg Bernstein Capital Management's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 6, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Silverberg Bernstein Capital Management located?**
Silverberg Bernstein Capital Management's principal office is in Armonk, NY, according to its Form ADV.

**Is Silverberg Bernstein Capital Management registered with the SEC or a state?**
Silverberg Bernstein Capital Management is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 327151.

**How much does Silverberg Bernstein Capital Management manage?**
Silverberg Bernstein Capital Management reports $283,000,000 in regulatory assets under management in its Form ADV filing dated March 6, 2026 (100% discretionary).

**How have Silverberg Bernstein Capital Management's assets and staff changed since 2023?**
In the Form ADV data for Silverberg Bernstein Capital Management: Regulatory assets under management: $160,589,775 in the October 2023 data and $283,000,000 in the October 2026 data, up 76%. Total employees: 2 in October 2023 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Silverberg Bernstein Capital Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (98); high net worth individuals (33); pension and profit sharing plans (but not the plan participants or government pension plans) (2).

**Which custodians does Silverberg Bernstein Capital Management use?**
Silverberg Bernstein Capital Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Silverberg Bernstein Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/327151

**What changed in Silverberg Bernstein Capital Management's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $173,400,000 to $283,000,000 (+63%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated March 6, 2026)

- Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states)

> SBCM charges an annual investment advisory fee based on the total assets under management as follows: Assets Under Management Maximum Annual Fee (Negotiable) All Assets 1.50%

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $283,000,000
- Discretionary: $283,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 98 | $3,000,000 |
| High net worth individuals | 33 | $271,000,000 |
| Investment companies | 1 | $2,000,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $5,000,000 |
| Charitable organizations | 1 | $2,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2023 (3 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, CT, FL, IL, MA, NH, NJ, NY, RI, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $160,589,775 | 2 | August 9, 2023 |
| October 2024 | $168,653,267 | 3 | January 10, 2024 |
| October 2025 | $173,400,000 | 3 | January 20, 2025 |
| October 2026 | $283,000,000 | 3 | March 6, 2026 |

Regulatory assets under management: $160,589,775 in the October 2023 data and $283,000,000 in the October 2026 data, up 76%.
Total employees: 2 in October 2023 and 3 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $173,400,000 to $283,000,000 (+63%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Silverberg Bernstein Capital Management (CRD 327151): Form ADV filing data as of October 2026.