{
  "crd_number": 327151,
  "slug": "silverberg-bernstein-capital-management-armonk-ny-327151",
  "primary_business_name": "SILVERBERG BERNSTEIN CAPITAL MANAGEMENT",
  "legal_name": "SILVERBERG BERNSTEIN CAPITAL MANAGEMENT LLC",
  "dbas": [],
  "city": "Armonk",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2023-07-07",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-03-06",
  "carried_forward": false,
  "raum_total": 283000000.0,
  "raum_discretionary": 283000000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 2000000.0,
      "count": 1,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 3000000.0,
      "count": 98
    },
    "investment_companies": {
      "raum": 2000000.0,
      "count": 1
    },
    "pension_profit_sharing": {
      "raum": 5000000.0,
      "count": 2,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 271000000.0,
      "count": 33
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CO",
    "CT",
    "FL",
    "IL",
    "MA",
    "NH",
    "NJ",
    "NY",
    "RI",
    "TN",
    "TX"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/327151",
  "city_as_filed": "ARMONK",
  "url": "https://advisorcensus.com/firm/silverberg-bernstein-capital-management-armonk-ny-327151",
  "display_name": "Silverberg Bernstein Capital Management",
  "summary": "Silverberg Bernstein Capital Management is an SEC-registered investment advisory firm in Armonk, NY, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 6, 2026.",
  "citation": "AdvisorCensus. Silverberg Bernstein Capital Management (CRD 327151): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Silverberg Bernstein Capital Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Silverberg Bernstein Capital Management reports these compensation arrangements: a percentage of assets under its management; hourly charges."
    },
    {
      "q": "How much does Silverberg Bernstein Capital Management charge?",
      "a": "Its Form ADV Part 2A brochure dated March 6, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states); Hourly rate: $500 an hour (financial consulting). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Silverberg Bernstein Capital Management located?",
      "a": "Silverberg Bernstein Capital Management's principal office is in Armonk, NY, according to its Form ADV."
    },
    {
      "q": "Is Silverberg Bernstein Capital Management registered with the SEC or a state?",
      "a": "Silverberg Bernstein Capital Management is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 327151."
    },
    {
      "q": "How much does Silverberg Bernstein Capital Management manage?",
      "a": "Silverberg Bernstein Capital Management reports $283,000,000 in regulatory assets under management in its Form ADV filing dated March 6, 2026 (100% discretionary)."
    },
    {
      "q": "How have Silverberg Bernstein Capital Management's assets and staff changed since 2023?",
      "a": "In the Form ADV data for Silverberg Bernstein Capital Management: Regulatory assets under management: $160,589,775 in the October 2023 data and $283,000,000 in the October 2026 data, up 76%. Total employees: 2 in October 2023 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Silverberg Bernstein Capital Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (98); high net worth individuals (33); pension and profit sharing plans (but not the plan participants or government pension plans) (2)."
    },
    {
      "q": "Which custodians does Silverberg Bernstein Capital Management use?",
      "a": "Silverberg Bernstein Capital Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Silverberg Bernstein Capital Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/327151"
    },
    {
      "q": "What changed in Silverberg Bernstein Capital Management's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $173,400,000 to $283,000,000 (+63%)."
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 160589775.0,
      "total_employees": 2,
      "filing_date": "2023-08-09"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 168653267.0,
      "total_employees": 3,
      "filing_date": "2024-01-10"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 173400000.0,
      "total_employees": 3,
      "filing_date": "2025-01-20"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 283000000.0,
      "total_employees": 3,
      "filing_date": "2026-03-06"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $173,400,000 to $283,000,000 (+63%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 6, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "1.5% of assets a year",
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $500 an hour (financial consulting)"
    ],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "SBCM charges an annual investment advisory fee based on the total assets under management as follows: Assets Under Management Maximum Annual Fee (Negotiable) All Assets 1.50%"
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $500 an hour (financial consulting)"
        ],
        "quotes": [
          "Hourly Fee Services are offered based on an hourly fee of $500 per hour. Fees for financial consultations are billed upon completion."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": 1.5,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 500.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "financial consulting"
        }
      ]
    },
    "quotes": [
      "SBCM charges an annual investment advisory fee based on the total assets under management as follows: Assets Under Management Maximum Annual Fee (Negotiable) All Assets 1.50%",
      "Hourly Fee Services are offered based on an hourly fee of $500 per hour. Fees for financial consultations are billed upon completion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Pershing LLC",
      "name_as_filed": "PERSHING LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/silverberg-bernstein-capital-management-armonk-ny-327151.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 98,
      "fewer_than_5": false,
      "raum": 3000000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 33,
      "fewer_than_5": false,
      "raum": 271000000.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 1,
      "fewer_than_5": false,
      "raum": 2000000.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 2,
      "fewer_than_5": true,
      "raum": 5000000.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 2000000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/327151",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}