# Silverback Financial

> Silverback Financial is a state-registered investment advisory firm, registered since 2018, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.

- CRD: 299520
- Filed as: SILVERBACK FINANCIAL
- Legal name: Silverback Financial, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in California
- Filing period: October 2026
- Form ADV filing dated: March 10, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/299520
- AdvisorCensus page: https://advisorcensus.com/firm/silverback-financial-299520

## Quick answers

**How is Silverback Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Silverback Financial reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Silverback Financial registered with the SEC or a state?**
Silverback Financial is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 299520.

**How much does Silverback Financial manage?**
Silverback Financial reports $86,649,322 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (66% discretionary).

**What types of clients does Silverback Financial serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (22); individuals (other than high net worth individuals) (20).

**Does Silverback Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/299520

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $86,649,322
- Discretionary: $56,915,082
- Non-discretionary: $29,734,240

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 20 | $7,969,929 |
| High net worth individuals | 22 | $78,679,393 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2018 (7 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- silverbackfinancial.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Silverback Financial (CRD 299520): Form ADV filing data as of October 2026.