# Silverback Asset Management, LLC > Silverback Asset Management, LLC is an SEC-registered investment advisory firm in Durham, NC, registered since 2006, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026. - CRD: 141407 - Filed as: SILVERBACK ASSET MANAGEMENT, LLC - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Durham, NC - Filing period: October 2026 - Form ADV filing dated: March 31, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/141407 - AdvisorCensus page: https://advisorcensus.com/firm/silverback-asset-management-llc-durham-nc-141407 ## Quick answers **How is Silverback Asset Management, LLC compensated?** On its Form ADV (Item 5.E, October 2026), Silverback Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. **Where is Silverback Asset Management, LLC located?** Silverback Asset Management, LLC's principal office is in Durham, NC, according to its Form ADV. **Is Silverback Asset Management, LLC registered with the SEC or a state?** Silverback Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 141407. **How much does Silverback Asset Management, LLC manage?** Silverback Asset Management, LLC reports $1,192,470,794 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary). **How have Silverback Asset Management, LLC's assets and staff changed since 2021?** In the Form ADV data for Silverback Asset Management, LLC: Regulatory assets under management: $1,170,895,274 in the October 2021 data and $1,192,470,794 in the October 2026 data, up 2%. Total employees: 12 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does Silverback Asset Management, LLC serve?** By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6); corporations or other businesses not listed above (2). **Which custodians does Silverback Asset Management, LLC use?** Silverback Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists J.P. Morgan Securities LLC and Wells Fargo Prime Services, LLC as custodians holding 10% or more of its separately managed account assets. **Does Silverback Asset Management, LLC report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/141407 **What changed in Silverback Asset Management, LLC's recent Form ADV filings?** In the April 2026 filing data: Regulatory assets under management went from $1,043,312,563 to $1,192,470,794 (+14%). ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management - Performance-based fees ### Custodians (Schedule D, Section 5.K(3)) - J.P. Morgan Securities LLC - Wells Fargo Prime Services, LLC Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $1,192,470,794 - Discretionary: $1,192,470,794 - Non-discretionary: $0 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 0 | $0 | | High net worth individuals | 0 | $0 | | Banking or thrift institutions | 0 | $0 | | Investment companies | 0 | $0 | | Business development companies | 0 | $0 | | Pooled investment vehicles (other than investment companies and business development companies) | 6 | $413,719,638 | | Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 | | Charitable organizations | 0 | $0 | | State or municipal government entities (including government pension plans) | 0 | $0 | | Other investment advisers | 0 | $0 | | Insurance companies | 0 | $0 | | Sovereign wealth funds and foreign official institutions | 0 | $0 | | Corporations or other businesses not listed above | 2 | $778,751,156 | | Other | 0 | $0 | ### Advisory services (Item 5.G) - Portfolio management for pooled investment vehicles (other than investment companies) - Portfolio management for businesses (other than small businesses) or institutional clients ### Firm details - Registered since: 2006 (19 years) - Employees: 12 total, 5 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: NC - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ### Websites listed on Form ADV (Item 1.I) - silverbackasset.com ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2021 | $1,170,895,274 | 12 | April 7, 2021 | | October 2022 | $1,042,219,285 | 13 | March 30, 2022 | | October 2023 | $846,247,220 | 13 | August 30, 2023 | | October 2024 | $957,254,833 | 14 | March 28, 2024 | | October 2025 | $1,043,032,522 | 13 | March 28, 2025 | | October 2026 | $1,192,470,794 | 12 | March 31, 2026 | Regulatory assets under management: $1,170,895,274 in the October 2021 data and $1,192,470,794 in the October 2026 data, up 2%. Total employees: 12 in October 2021 and 12 in October 2026. ## Changes in the filing (last 12 months) ### April 2026 - Regulatory assets under management went from $1,043,312,563 to $1,192,470,794 (+14%). ### December 2025 - Employees performing advisory functions went from 6 to 5. ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Silverback Asset Management, LLC (CRD 141407): Form ADV filing data as of October 2026.