# Silver Rock Financial LP

> Silver Rock Financial LP is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 2016, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 283335
- Filed as: SILVER ROCK FINANCIAL LP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Los Angeles, CA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/283335
- AdvisorCensus page: https://advisorcensus.com/firm/silver-rock-financial-lp-los-angeles-ca-283335

## Quick answers

**How is Silver Rock Financial LP compensated?**
On its Form ADV (Item 5.E, October 2026), Silver Rock Financial LP reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Silver Rock Financial LP located?**
Silver Rock Financial LP's principal office is in Los Angeles, CA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Silver Rock Financial LP registered with the SEC or a state?**
Silver Rock Financial LP is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 283335.

**How much does Silver Rock Financial LP manage?**
Silver Rock Financial LP reports $5,381,022,632 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Silver Rock Financial LP's assets and staff changed since 2021?**
In the Form ADV data for Silver Rock Financial LP: Regulatory assets under management: $3,577,892,823 in the October 2021 data and $5,381,022,632 in the October 2026 data, up 50%. Total employees: 29 in October 2021 and 31 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Silver Rock Financial LP serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (28).

**Which custodians does Silver Rock Financial LP use?**
Silver Rock Financial LP's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists J.P. Morgan Securities LLC and Northern Trust Securities, Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Silver Rock Financial LP report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/283335

**What changed in Silver Rock Financial LP's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $11,575,060,894 to $5,381,022,632 (-54%). Employees performing advisory functions went from 22 to 16.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- J.P. Morgan Securities LLC
- Northern Trust Securities, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $5,381,022,632
- Discretionary: $5,381,022,632
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 28 | $4,493,804,354 |
| Charitable organizations | Fewer than 5 | $9,186,016 |
| Insurance companies | Fewer than 5 | $125,508,044 |
| Corporations or other businesses not listed above | Fewer than 5 | $686,258,215 |
| Other | Fewer than 5 | $66,266,003 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2016 (10 years)
- Employees: 31 total, 16 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- silver-rock.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $3,577,892,823 | 29 | August 25, 2021 |
| October 2022 | $4,427,692,917 | 28 | May 26, 2022 |
| October 2023 | $7,691,622,379 | 33 | September 12, 2023 |
| October 2024 | $8,088,441,207 | 37 | March 26, 2024 |
| October 2025 | $11,575,060,894 | 43 | May 22, 2025 |
| October 2026 | $5,381,022,632 | 31 | March 31, 2026 |

Regulatory assets under management: $3,577,892,823 in the October 2021 data and $5,381,022,632 in the October 2026 data, up 50%.
Total employees: 29 in October 2021 and 31 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $11,575,060,894 to $5,381,022,632 (-54%).
- Employees performing advisory functions went from 22 to 16.

### December 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Silver Rock Financial LP (CRD 283335): Form ADV filing data as of October 2026.