{ "crd_number": 318007, "slug": "silver-rock-capital-partners-new-york-ny-318007", "primary_business_name": "SILVER ROCK CAPITAL PARTNERS", "legal_name": "SILVER ROCK CAPITAL PARTNERS LP", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2026-01-02", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-03-11", "carried_forward": false, "raum_total": 6827751986.0, "raum_discretionary": 6827751986.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 15, "advisory_employees": 7, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "state_municipal": { "raum": 1285528890.0, "count": 2, "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 5542223096.0, "count": 18 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://sr-capitalpartners.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/318007", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/silver-rock-capital-partners-new-york-ny-318007", "display_name": "Silver Rock Capital Partners", "summary": "Silver Rock Capital Partners is an SEC-registered investment advisory firm in New York, NY, registered since 2026, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 11, 2026.", "citation": "AdvisorCensus. Silver Rock Capital Partners (CRD 318007): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Silver Rock Capital Partners compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Silver Rock Capital Partners reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Silver Rock Capital Partners located?", "a": "Silver Rock Capital Partners' principal office is in New York, NY, according to its Form ADV." }, { "q": "Is Silver Rock Capital Partners registered with the SEC or a state?", "a": "Silver Rock Capital Partners is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 318007." }, { "q": "How much does Silver Rock Capital Partners manage?", "a": "Silver Rock Capital Partners reports $6,827,751,986 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (100% discretionary)." }, { "q": "What types of clients does Silver Rock Capital Partners serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (18); state or municipal government entities (including government pension plans) (2)." }, { "q": "Which custodians does Silver Rock Capital Partners use?", "a": "Silver Rock Capital Partners' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists J.P. Morgan Chase Bank, NA as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Silver Rock Capital Partners report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/318007" }, { "q": "What changed in Silver Rock Capital Partners' recent Form ADV filings?", "a": "In the February 2026 filing data: Newly registered with the SEC." } ], "filing_history": [], "recent_changes": [ { "period": "2026-02-01", "period_label": "February 2026", "notes": [ "Newly registered with the SEC." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "J.P. Morgan Chase Bank, NA", "name_as_filed": "J.P. MORGAN CHASE BANK, NA", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/silver-rock-capital-partners-new-york-ny-318007.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 18, "fewer_than_5": false, "raum": 5542223096.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 2, "fewer_than_5": true, "raum": 1285528890.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/318007", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }