# Silver Birch Financial LLC

> Silver Birch Financial LLC is an SEC-registered investment advisory firm, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 14, 2026.

- CRD: 341785
- Filed as: SILVER BIRCH FINANCIAL LLC
- Registration: SEC-registered investment adviser (status as filed: 120-Day Approval)
- Filing period: October 2026
- Form ADV filing dated: August 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/341785
- AdvisorCensus page: https://advisorcensus.com/firm/silver-birch-financial-llc-341785

## Quick answers

**How is Silver Birch Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Silver Birch Financial LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Is Silver Birch Financial LLC registered with the SEC or a state?**
Silver Birch Financial LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 341785.

**How much does Silver Birch Financial LLC manage?**
Silver Birch Financial LLC reports $399,474,010 in regulatory assets under management in its Form ADV filing dated August 14, 2026 (99% discretionary).

**What types of clients does Silver Birch Financial LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (124); individuals (other than high net worth individuals) (105); corporations or other businesses not listed above (15).

**Which custodians does Silver Birch Financial LLC use?**
Silver Birch Financial LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Silver Birch Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/341785

**Does Silver Birch Financial LLC state an account minimum?**
Its Form ADV Part 2A brochure dated August 14, 2026 says: "SBF does not impose a minimum asset value to open or maintain an account."

**What changed in Silver Birch Financial LLC's recent Form ADV filings?**
In the September 2026 filing data: Employees performing advisory functions went from 1 to 4. Regulatory assets under management went from $0 to $399,474,010.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated August 14, 2026)

- Account minimum: None

> SBF does not impose a minimum asset value to open or maintain an account.

- Minimum annual fee: $2,500

> SBF has established a minimum annual planning fee of $2,500 per household but may negotiate a fee below the annual minimum where circumstances warrant.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $399,474,010
- Discretionary: $396,301,826
- Non-discretionary: $3,172,184

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 105 | $345,246,043 |
| High net worth individuals | 124 | $46,114,058 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $3,620,092 |
| Charitable organizations | 2 | $1,701,782 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 15 | $2,792,035 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 7 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, DC, FL, MA, ME, NH, NY, VT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- silverbirchfinancial.com

## Changes in the filing (last 12 months)

### September 2026
- Employees performing advisory functions went from 1 to 4.
- Regulatory assets under management went from $0 to $399,474,010.

### July 2026
- Updated its list of owners and control persons (Schedule A).

### June 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Silver Birch Financial LLC (CRD 341785): Form ADV filing data as of October 2026.