{ "crd_number": 154756, "slug": "silicon-valley-retirement-services-llc-san-jose-ca-154756", "primary_business_name": "SILICON VALLEY RETIREMENT SERVICES, LLC", "legal_name": "SILICON VALLEY RETIREMENT SERVICES, LLC", "dbas": [], "city": "San Jose", "state": "CA", "country": "United States", "cbsa_code": "41940", "metro": { "cbsa_code": "41940", "common_name": "San Jose", "msa_name": "San Jose-Sunnyvale-Santa Clara, CA", "path": "/advisors/ca/san-jose" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2010-08-12", "years_registered": 16, "period": "2026-10-01", "filing_date": "2026-02-09", "carried_forward": false, "raum_total": 1401467613.0, "raum_discretionary": 0.0, "raum_non_discretionary": 1401467613.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 2, "advisory_employees": 2, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 1401467613.0, "count": 50 } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "pension_consulting", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA" ], "websites": [ "https://svretirementservices.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/154756", "city_as_filed": "SAN JOSE", "url": "https://advisorcensus.com/firm/silicon-valley-retirement-services-llc-san-jose-ca-154756", "display_name": "Silicon Valley Retirement Services, LLC", "summary": "Silicon Valley Retirement Services, LLC is an SEC-registered investment advisory firm in San Jose, CA, registered since 2010, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated February 9, 2026.", "citation": "AdvisorCensus. Silicon Valley Retirement Services, LLC (CRD 154756): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Pension consulting services", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Silicon Valley Retirement Services, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Silicon Valley Retirement Services, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)." }, { "q": "Where is Silicon Valley Retirement Services, LLC located?", "a": "Silicon Valley Retirement Services, LLC's principal office is in San Jose, CA, according to its Form ADV." }, { "q": "Is Silicon Valley Retirement Services, LLC registered with the SEC or a state?", "a": "Silicon Valley Retirement Services, LLC is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 154756." }, { "q": "How much does Silicon Valley Retirement Services, LLC manage?", "a": "Silicon Valley Retirement Services, LLC reports $1,401,467,613 in regulatory assets under management in its Form ADV filing dated February 9, 2026 (0% discretionary)." }, { "q": "How have Silicon Valley Retirement Services, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Silicon Valley Retirement Services, LLC: Regulatory assets under management: $841,801,175 in the October 2021 data and $1,401,467,613 in the October 2026 data, up 66%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Silicon Valley Retirement Services, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (50)." }, { "q": "Does Silicon Valley Retirement Services, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/154756" }, { "q": "Does Silicon Valley Retirement Services, LLC state an account minimum?", "a": "Its Form ADV Part 2A brochure dated February 9, 2026 says: \"SVRS does not have a minimum account size. In addition, SVRS does not have a minimum on employee participation within any of its Retirement Plan Clients’ accounts.\"" }, { "q": "What changed in Silicon Valley Retirement Services, LLC's recent Form ADV filings?", "a": "In the March 2026 filing data: Regulatory assets under management went from $1,136,720,218 to $1,401,467,613 (+23%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 841801175.0, "total_employees": 2, "filing_date": "2021-01-18" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1047014435.0, "total_employees": 2, "filing_date": "2022-02-09" }, { "period": "2023-10-01", "regulatory_assets_under_management": 698309301.0, "total_employees": 2, "filing_date": "2023-02-12" }, { "period": "2024-10-01", "regulatory_assets_under_management": 944322353.0, "total_employees": 2, "filing_date": "2024-02-11" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1136720218.0, "total_employees": 2, "filing_date": "2025-02-18" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1401467613.0, "total_employees": 2, "filing_date": "2026-02-09" } ], "recent_changes": [ { "period": "2026-03-01", "period_label": "March 2026", "notes": [ "Regulatory assets under management went from $1,136,720,218 to $1,401,467,613 (+23%)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated February 9, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "SVRS does not have a minimum account size. In addition, SVRS does not have a minimum on employee participation within any of its Retirement Plan Clients’ accounts." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 0.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "SVRS does not have a minimum account size. In addition, SVRS does not have a minimum on employee participation within any of its Retirement Plan Clients’ accounts." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/silicon-valley-retirement-services-llc-san-jose-ca-154756.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 50, "fewer_than_5": false, "raum": 1401467613.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/154756", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }