# Sikich Financial

> Sikich Financial is an SEC-registered investment advisory firm in Springfield, IL, registered since 2017, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 142640
- Filed as: SIKICH FINANCIAL
- Legal name: Sikich Capital Management LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Springfield, IL
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/142640
- AdvisorCensus page: https://advisorcensus.com/firm/sikich-financial-springfield-il-142640

## Quick answers

**How is Sikich Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Sikich Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Sikich Financial located?**
Sikich Financial's principal office is in Springfield, IL, according to its Form ADV; the April 2026 filing also lists 9 other offices (Schedule D, Section 1.F).

**Is Sikich Financial registered with the SEC or a state?**
Sikich Financial is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 142640.

**How much does Sikich Financial manage?**
Sikich Financial reports $1,180,311,267 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**How have Sikich Financial's assets and staff changed since 2021?**
In the Form ADV data for Sikich Financial: Regulatory assets under management: $440,430,915 in the October 2021 data and $1,180,311,267 in the October 2026 data, up 168%. Total employees: 16 in October 2021 and 22 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sikich Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (919); high net worth individuals (205); charitable organizations (26).

**Which custodians does Sikich Financial use?**
Sikich Financial's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Sikich Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/142640

**Does Sikich Financial state an account minimum?**
Its Form ADV Part 2A brochure dated March 27, 2026 says: "As a condition for starting and maintaining a relationship with Sikich Financial, we shall generally suggest a minimum portfolio size of $250,000. Sikich Financial may waive account minimums in its sole and absolute discretion."

**What changed in Sikich Financial's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 19 to 18. Regulatory assets under management went from $919,996,863 to $1,180,311,267 (+28%). Changed its office addresses in Decatur, IL. Added an office in East Peoria, IL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> As a condition for starting and maintaining a relationship with Sikich Financial, we shall generally suggest a minimum portfolio size of $250,000. Sikich Financial may waive account minimums in its sole and absolute discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,180,311,267
- Discretionary: $1,180,311,267
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 919 | $406,341,493 |
| High net worth individuals | 205 | $707,649,902 |
| Charitable organizations | 26 | $59,135,140 |
| Corporations or other businesses not listed above | 14 | $7,184,732 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2017 (9 years)
- Employees: 22 total, 18 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, CO, FL, GA, IA, IL, IN, KY, MI, MN, MO, OH, PA, SD, TX, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Brookfield, WI
- Burr Ridge, IL
- Chicago, IL
- Decatur, IL
- East Peoria, IL
- Indianapolis, IN
- Naperville, IL
- Richfield, OH
- St. Louis, MO

### Websites listed on Form ADV (Item 1.I)
- sikich.com/WEALTH-MANAGEMENT

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $440,430,915 | 16 | June 29, 2021 |
| October 2022 | $504,176,585 | 19 | September 21, 2022 |
| October 2023 | $486,375,612 | 21 | August 31, 2023 |
| October 2024 | $749,061,756 | 21 | August 26, 2024 |
| October 2025 | $919,996,863 | 23 | March 18, 2025 |
| October 2026 | $1,180,311,267 | 22 | March 27, 2026 |

Regulatory assets under management: $440,430,915 in the October 2021 data and $1,180,311,267 in the October 2026 data, up 168%.
Total employees: 16 in October 2021 and 22 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 19 to 18.
- Regulatory assets under management went from $919,996,863 to $1,180,311,267 (+28%).
- Changed its office addresses in Decatur, IL.
- Added an office in East Peoria, IL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sikich Financial (CRD 142640): Form ADV filing data as of October 2026.