{ "crd_number": 106788, "slug": "siguler-guff-advisers-llc-new-york-ny-106788", "primary_business_name": "SIGULER GUFF ADVISERS LLC", "legal_name": "SIGULER GUFF ADVISERS LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1995-07-06", "years_registered": 31, "period": "2026-10-01", "filing_date": "2026-03-25", "carried_forward": false, "raum_total": 18255440803.0, "raum_discretionary": 17004807582.0, "raum_non_discretionary": 1250633221.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 130, "advisory_employees": 71, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 13110592.0, "count": 3, "fewer_than_5": true }, "pension_profit_sharing": { "raum": 5435555900.0, "count": 27 }, "pooled_investment_vehicles": { "raum": 12379345171.0, "count": 110 }, "corporations_other_businesses": { "raum": 427429140.0, "count": 6 } }, "compensation_types": [ "fixed", "other", "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "FL", "MA", "NY", "TX" ], "websites": [ "https://linkedin.com/COMPANY/SIGULER-GUFF-&-COMPANY", "https://sigulerguff.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/106788", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/siguler-guff-advisers-llc-new-york-ny-106788", "display_name": "Siguler Guff Advisers LLC", "summary": "Siguler Guff Advisers LLC is an SEC-registered investment advisory firm in New York, NY, registered since 1995, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 25, 2026.", "citation": "AdvisorCensus. Siguler Guff Advisers LLC (CRD 106788): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)", "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Siguler Guff Advisers LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Siguler Guff Advisers LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other." }, { "q": "Where is Siguler Guff Advisers LLC located?", "a": "Siguler Guff Advisers LLC's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 13 other offices (Schedule D, Section 1.F)." }, { "q": "Is Siguler Guff Advisers LLC registered with the SEC or a state?", "a": "Siguler Guff Advisers LLC is an SEC-registered investment advisory firm, registered since 1995. Status as filed: Approved. CRD 106788." }, { "q": "How much does Siguler Guff Advisers LLC manage?", "a": "Siguler Guff Advisers LLC reports $18,255,440,803 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (93% discretionary)." }, { "q": "How have Siguler Guff Advisers LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Siguler Guff Advisers LLC: Regulatory assets under management: $13,838,979,795 in the October 2021 data and $18,255,440,803 in the October 2026 data, up 32%. Total employees: 112 in October 2021 and 130 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Siguler Guff Advisers LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (110); pension and profit sharing plans (but not the plan participants or government pension plans) (27); corporations or other businesses not listed above (6)." }, { "q": "Which custodians does Siguler Guff Advisers LLC use?", "a": "Siguler Guff Advisers LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Citibank, N.A. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Siguler Guff Advisers LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106788" }, { "q": "What changed in Siguler Guff Advisers LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 66 to 71." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 13838979795.0, "total_employees": 112, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 15399457626.0, "total_employees": 105, "filing_date": "2022-03-28" }, { "period": "2023-10-01", "regulatory_assets_under_management": 16610067085.0, "total_employees": 103, "filing_date": "2023-06-12" }, { "period": "2024-10-01", "regulatory_assets_under_management": 16614915696.0, "total_employees": 113, "filing_date": "2024-06-21" }, { "period": "2025-10-01", "regulatory_assets_under_management": 16869209075.0, "total_employees": 125, "filing_date": "2025-05-06" }, { "period": "2026-10-01", "regulatory_assets_under_management": 18255440803.0, "total_employees": 130, "filing_date": "2026-03-25" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 66 to 71." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Added an office in Sydney." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Citibank, N.A.", "name_as_filed": "CITIBANK, N.A.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/siguler-guff-advisers-llc-new-york-ny-106788.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 110, "fewer_than_5": false, "raum": 12379345171.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 27, "fewer_than_5": false, "raum": 5435555900.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 3, "fewer_than_5": true, "raum": 13110592.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 6, "fewer_than_5": false, "raum": 427429140.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/106788", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }