# Signature Resources Capital Management, LLC

> Signature Resources Capital Management, LLC is an SEC-registered investment advisory firm in Newport Beach, CA, registered since 2007, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 144069
- Filed as: SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC
- Also doing business as: STATERA ASSET MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Newport Beach, CA
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/144069
- AdvisorCensus page: https://advisorcensus.com/firm/signature-resources-capital-management-llc-newport-beach-ca-144069

## Quick answers

**How is Signature Resources Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Signature Resources Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Signature Resources Capital Management, LLC charge?**
Its Form ADV Part 2A brochure dated March 27, 2026 states: Hourly rate: $350 an hour (financial planning and consulting services); Flat fee: $500 to $7,500 (financial planning and consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Signature Resources Capital Management, LLC located?**
Signature Resources Capital Management, LLC's principal office is in Newport Beach, CA, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Signature Resources Capital Management, LLC registered with the SEC or a state?**
Signature Resources Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 144069.

**How much does Signature Resources Capital Management, LLC manage?**
Signature Resources Capital Management, LLC reports $303,917,192 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**How have Signature Resources Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Signature Resources Capital Management, LLC: Regulatory assets under management: $237,173,733 in the October 2021 data and $303,917,192 in the October 2026 data, up 28%. Total employees: 19 in October 2021 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Signature Resources Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (276); high net worth individuals (90); pension and profit sharing plans (but not the plan participants or government pension plans) (12).

**Which custodians does Signature Resources Capital Management, LLC use?**
Signature Resources Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Signature Resources Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/144069

**Does Signature Resources Capital Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 27, 2026 says: "Generally, SRCM requires a minimum of $250,000 to establish a new investment management account (with accounts aggregated at the household level)." "SRCM may reduce or waive the new account minimum requirements at our discretion."

**What changed in Signature Resources Capital Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 14 to 15. Regulatory assets under management went from $227,563,327 to $303,917,192 (+34%). Added an office in San Diego, CA. No longer lists an office in La Jolla, CA. Registered or notice-filed in FL, ID, NE, NJ, NV, OR.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> Generally, SRCM requires a minimum of $250,000 to establish a new investment management account (with accounts aggregated at the household level).

> SRCM may reduce or waive the new account minimum requirements at our discretion.

- Hourly rate: $350 an hour (financial planning and consulting services)

> When not considered part of the investment management fee, SRCM may charge clients an hourly fee generally at the rate of $350 per hour or a fixed fee that generally ranges from $500 to $7,500 for financial planning and consulting services.

- Flat fee: $500 to $7,500 (financial planning and consulting services)

> When not considered part of the investment management fee, SRCM may charge clients an hourly fee generally at the rate of $350 per hour or a fixed fee that generally ranges from $500 to $7,500 for financial planning and consulting services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $303,917,192
- Discretionary: $303,917,192
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 276 | $82,137,635 |
| High net worth individuals | 90 | $204,573,721 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 12 | $14,548,628 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $2,657,208 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2007 (19 years)
- Employees: 15 total, 15 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, ID, NE, NJ, NM, NV, NY, OR, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- El Segundo, CA
- San Diego, CA

### Websites listed on Form ADV (Item 1.I)
- [fmlycapital.com](https://fmlycapital.com)
- [mikebornstein.com](https://mikebornstein.com)
- [srcmadvisors.com](https://srcmadvisors.com)
- [statera-am.com](https://statera-am.com)
- Facebook facebook.com
- LinkedIn @signature-resources-capital-management-llc
- LinkedIn @statera-asset-management
- X @SIGRESOURCES1

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $237,173,733 | 19 | July 8, 2021 |
| October 2022 | $230,427,780 | 18 | March 28, 2022 |
| October 2023 | $207,518,843 | 15 | March 23, 2023 |
| October 2024 | $218,800,703 | 12 | March 4, 2024 |
| October 2025 | $227,563,327 | 11 | June 20, 2025 |
| October 2026 | $303,917,192 | 15 | March 27, 2026 |

Regulatory assets under management: $237,173,733 in the October 2021 data and $303,917,192 in the October 2026 data, up 28%.
Total employees: 19 in October 2021 and 15 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 14 to 15.
- Regulatory assets under management went from $227,563,327 to $303,917,192 (+34%).
- Added an office in San Diego, CA.
- No longer lists an office in La Jolla, CA.
- Registered or notice-filed in FL, ID, NE, NJ, NV, OR.

### March 2026
- Employees performing advisory functions went from 10 to 14.
- Added an office in La Jolla, CA.
- Added an office in San Diego, CA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Signature Resources Capital Management, LLC (CRD 144069): Form ADV filing data as of October 2026.