# Signal Securities, Inc.

> Signal Securities, Inc. is an SEC-registered investment advisory firm in Fort Worth, TX, registered since 2004, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 4, 2026.

- CRD: 15916
- Filed as: SIGNAL SECURITIES, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Fort Worth, TX
- Filing period: October 2026
- Form ADV filing dated: March 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/15916
- AdvisorCensus page: https://advisorcensus.com/firm/signal-securities-inc-fort-worth-tx-15916

## Quick answers

**How is Signal Securities, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Signal Securities, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions.

**How much does Signal Securities, Inc. charge?**
Its Form ADV Part 2A brochure dated March 2, 2026 states: Hourly rate: $250 an hour (creation of a financial plan or asset review). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Signal Securities, Inc. located?**
Signal Securities, Inc.'s principal office is in Fort Worth, TX, according to its Form ADV; the April 2026 filing also lists 5 other offices (Schedule D, Section 1.F).

**Is Signal Securities, Inc. registered with the SEC or a state?**
Signal Securities, Inc. is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 15916.

**How much does Signal Securities, Inc. manage?**
Signal Securities, Inc. reports $679,084,856 in regulatory assets under management in its Form ADV filing dated March 4, 2026 (7% discretionary).

**How have Signal Securities, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Signal Securities, Inc.: Regulatory assets under management: $503,096,931 in the October 2021 data and $679,084,856 in the October 2026 data, up 35%. Total employees: 44 in October 2021 and 35 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Signal Securities, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (811); high net worth individuals (326).

**Does Signal Securities, Inc. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/15916

**What changed in Signal Securities, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 24 to 23. Regulatory assets under management went from $599,186,467 to $679,084,856 (+13%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

### Fees and minimums (Form ADV Part 2A brochure dated March 2, 2026)

- Hourly rate: $250 an hour (creation of a financial plan or asset review)

> Signal or one of its Investment Adviser Representatives may charge an hourly fee not to exceed $250.00 / hour for the creation of a financial plan or asset review.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $679,084,856
- Discretionary: $46,393,970
- Non-discretionary: $632,690,886

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 811 | $125,192,501 |
| High net worth individuals | 326 | $553,892,355 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2004 (21 years)
- Employees: 35 total, 23 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, AR, CA, CO, FL, GA, LA, MA, MO, NC, NV, OK, PA, TX, VA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/15916

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Dallas, TX
- Granbury, TX
- Grapevine, TX
- Irving, TX
- Tyler, TX

### Websites listed on Form ADV (Item 1.I)
- butlerinvestmentgroup.com
- fitfinancial.com
- jetterfinancialgroup.com
- jimsignalsecurities.com
- mikemoynihanadvisor.com
- signalsecurities.com
- Facebook @signalwealth
- Instagram @signalwealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $503,096,931 | 44 | March 9, 2021 |
| October 2022 | $603,327,538 | 42 | June 21, 2022 |
| October 2023 | $510,825,674 | 42 | August 29, 2023 |
| October 2024 | $546,876,086 | 37 | March 19, 2024 |
| October 2025 | $599,186,467 | 37 | July 30, 2025 |
| October 2026 | $679,084,856 | 35 | March 4, 2026 |

Regulatory assets under management: $503,096,931 in the October 2021 data and $679,084,856 in the October 2026 data, up 35%.
Total employees: 44 in October 2021 and 35 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 24 to 23.
- Regulatory assets under management went from $599,186,467 to $679,084,856 (+13%).
- Updated its list of owners and control persons (Schedule A).

### January 2026
- No longer registered or notice-filed in TN.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Signal Securities, Inc. (CRD 15916): Form ADV filing data as of October 2026.