{
  "crd_number": 15916,
  "slug": "signal-securities-inc-fort-worth-tx-15916",
  "primary_business_name": "SIGNAL SECURITIES, INC.",
  "legal_name": "SIGNAL SECURITIES, INC.",
  "dbas": [],
  "city": "Fort Worth",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "19100",
  "metro": {
    "cbsa_code": "19100",
    "common_name": "Dallas",
    "msa_name": "Dallas-Fort Worth-Arlington, TX",
    "path": "/advisors/tx/dallas"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2004-11-04",
  "years_registered": 21,
  "period": "2026-10-01",
  "filing_date": "2026-03-04",
  "carried_forward": false,
  "raum_total": 679084856.0,
  "raum_discretionary": 46393970.0,
  "raum_non_discretionary": 632690886.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 35,
  "advisory_employees": 23,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 125192501.0,
      "count": 811
    },
    "high_net_worth_individuals": {
      "raum": 553892355.0,
      "count": 326
    }
  },
  "compensation_types": [
    "commissions",
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "AL",
    "AR",
    "CA",
    "CO",
    "FL",
    "GA",
    "LA",
    "MA",
    "MO",
    "NC",
    "NV",
    "OK",
    "PA",
    "TX",
    "VA"
  ],
  "websites": [
    "https://butlerinvestmentgroup.com",
    "https://facebook.com/signalwealth",
    "https://fitfinancial.com",
    "https://instagram.com/signalwealth",
    "https://jetterfinancialgroup.com",
    "https://jimsignalsecurities.com",
    "https://mikemoynihanadvisor.com",
    "https://signalsecurities.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/15916",
  "disclosure_items": [
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    }
  ],
  "city_as_filed": "FORT WORTH",
  "url": "https://advisorcensus.com/firm/signal-securities-inc-fort-worth-tx-15916",
  "display_name": "Signal Securities, Inc.",
  "summary": "Signal Securities, Inc. is an SEC-registered investment advisory firm in Fort Worth, TX, registered since 2004, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 4, 2026.",
  "citation": "AdvisorCensus. Signal Securities, Inc. (CRD 15916): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Commissions"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Signal Securities, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Signal Securities, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions."
    },
    {
      "q": "How much does Signal Securities, Inc. charge?",
      "a": "Its Form ADV Part 2A brochure dated March 2, 2026 states: Hourly rate: $250 an hour (creation of a financial plan or asset review). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Signal Securities, Inc. located?",
      "a": "Signal Securities, Inc.'s principal office is in Fort Worth, TX, according to its Form ADV; the April 2026 filing also lists 5 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Signal Securities, Inc. registered with the SEC or a state?",
      "a": "Signal Securities, Inc. is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 15916."
    },
    {
      "q": "How much does Signal Securities, Inc. manage?",
      "a": "Signal Securities, Inc. reports $679,084,856 in regulatory assets under management in its Form ADV filing dated March 4, 2026 (7% discretionary)."
    },
    {
      "q": "How have Signal Securities, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Signal Securities, Inc.: Regulatory assets under management: $503,096,931 in the October 2021 data and $679,084,856 in the October 2026 data, up 35%. Total employees: 44 in October 2021 and 35 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Signal Securities, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (811); high net worth individuals (326)."
    },
    {
      "q": "Does Signal Securities, Inc. report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/15916"
    },
    {
      "q": "What changed in Signal Securities, Inc.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 24 to 23. Regulatory assets under management went from $599,186,467 to $679,084,856 (+13%). Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 503096931.0,
      "total_employees": 44,
      "filing_date": "2021-03-09"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 603327538.0,
      "total_employees": 42,
      "filing_date": "2022-06-21"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 510825674.0,
      "total_employees": 42,
      "filing_date": "2023-08-29"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 546876086.0,
      "total_employees": 37,
      "filing_date": "2024-03-19"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 599186467.0,
      "total_employees": 37,
      "filing_date": "2025-07-30"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 679084856.0,
      "total_employees": 35,
      "filing_date": "2026-03-04"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 24 to 23.",
        "Regulatory assets under management went from $599,186,467 to $679,084,856 (+13%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in TN."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 2, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $250 an hour (creation of a financial plan or asset review)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $250 an hour (creation of a financial plan or asset review)"
        ],
        "quotes": [
          "Signal or one of its Investment Adviser Representatives may charge an hourly fee not to exceed $250.00 / hour for the creation of a financial plan or asset review."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 250.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "creation of a financial plan or asset review"
        }
      ]
    },
    "quotes": [
      "Signal or one of its Investment Adviser Representatives may charge an hourly fee not to exceed $250.00 / hour for the creation of a financial plan or asset review."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/signal-securities-inc-fort-worth-tx-15916.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 811,
      "fewer_than_5": false,
      "raum": 125192501.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 326,
      "fewer_than_5": false,
      "raum": 553892355.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/15916",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}