# Sigma Financial, Inc.

> Sigma Financial, Inc. is a state-registered investment advisory firm in Allentown, PA, registered since 1988, with no regulatory assets under management reported in its Form ADV filing dated September 24, 2026.

- CRD: 123184
- Filed as: SIGMA FINANCIAL, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Allentown, PA
- Filing period: October 2026
- Form ADV filing dated: September 24, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/123184
- AdvisorCensus page: https://advisorcensus.com/firm/sigma-financial-inc-allentown-pa-123184

## Quick answers

**How is Sigma Financial, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Sigma Financial, Inc. reports these compensation arrangements: fixed fees (other than subscription fees).

**Where is Sigma Financial, Inc. located?**
Sigma Financial, Inc.'s principal office is in Allentown, PA, according to its Form ADV.

**Is Sigma Financial, Inc. registered with the SEC or a state?**
Sigma Financial, Inc. is a state-registered investment advisory firm, registered since 1988. Status as filed: APPROVED. CRD 123184.

**Does Sigma Financial, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/123184

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)

### Advisory services (Item 5.G)
- Financial planning services

### Firm details
- Registered since: 1988 (38 years)
- Employees: 19 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sigma Financial, Inc. (CRD 123184): Form ADV filing data as of October 2026.