{
  "crd_number": 123184,
  "slug": "sigma-financial-inc-allentown-pa-123184",
  "primary_business_name": "SIGMA FINANCIAL, INC.",
  "legal_name": "SIGMA FINANCIAL, INC.",
  "dbas": [],
  "city": "Allentown",
  "state": "PA",
  "country": "United States",
  "cbsa_code": "10900",
  "metro": {
    "cbsa_code": "10900",
    "common_name": "Allentown",
    "msa_name": "Allentown-Bethlehem-Easton, PA-NJ",
    "path": "/advisors/pa/allentown"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "1988-04-26",
  "years_registered": 38,
  "period": "2026-10-01",
  "filing_date": "2026-09-24",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": 19,
  "advisory_employees": 4,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [
    "fixed"
  ],
  "advisory_activities": [
    "financial_planning"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "PA"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/123184",
  "city_as_filed": "ALLENTOWN",
  "url": "https://advisorcensus.com/firm/sigma-financial-inc-allentown-pa-123184",
  "display_name": "Sigma Financial, Inc.",
  "summary": "Sigma Financial, Inc. is a state-registered investment advisory firm in Allentown, PA, registered since 1988, with no regulatory assets under management reported in its Form ADV filing dated September 24, 2026.",
  "citation": "AdvisorCensus. Sigma Financial, Inc. (CRD 123184): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services"
  ],
  "quick_answers": [
    {
      "q": "How is Sigma Financial, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Sigma Financial, Inc. reports these compensation arrangements: fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Sigma Financial, Inc. located?",
      "a": "Sigma Financial, Inc.'s principal office is in Allentown, PA, according to its Form ADV."
    },
    {
      "q": "Is Sigma Financial, Inc. registered with the SEC or a state?",
      "a": "Sigma Financial, Inc. is a state-registered investment advisory firm, registered since 1988. Status as filed: APPROVED. CRD 123184."
    },
    {
      "q": "Does Sigma Financial, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/123184"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/sigma-financial-inc-allentown-pa-123184.md",
  "clients": [],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/123184",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}