# Sierra Investment Partners, Inc.

> Sierra Investment Partners, Inc. is an SEC-registered investment advisory firm in Walnut Creek, CA, registered since 1995, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 110954
- Filed as: SIERRA INVESTMENT PARTNERS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Walnut Creek, CA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110954
- AdvisorCensus page: https://advisorcensus.com/firm/sierra-investment-partners-inc-walnut-creek-ca-110954

## Quick answers

**How is Sierra Investment Partners, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Sierra Investment Partners, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Sierra Investment Partners, Inc. located?**
Sierra Investment Partners, Inc.'s principal office is in Walnut Creek, CA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Sierra Investment Partners, Inc. registered with the SEC or a state?**
Sierra Investment Partners, Inc. is an SEC-registered investment advisory firm, registered since 1995. Status as filed: Approved. CRD 110954.

**How much does Sierra Investment Partners, Inc. manage?**
Sierra Investment Partners, Inc. reports $5,502,015,006 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Sierra Investment Partners, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Sierra Investment Partners, Inc.: Regulatory assets under management: $4,443,316,721 in the October 2021 data and $5,502,015,006 in the October 2026 data, up 24%. Total employees: 8 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sierra Investment Partners, Inc. serve?**
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (120).

**Which custodians does Sierra Investment Partners, Inc. use?**
Sierra Investment Partners, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNY, Midwest Institutional, Northern Trust and U.S. Bank as custodians holding 10% or more of its separately managed account assets.

**Does Sierra Investment Partners, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110954

**What changed in Sierra Investment Partners, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- BNY
- Midwest Institutional
- Northern Trust
- U.S. Bank

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $5,502,015,006
- Discretionary: $5,502,015,006
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 120 | $5,502,015,006 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1995 (31 years)
- Employees: 9 total, 5 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Oak Brook, IL

### Websites listed on Form ADV (Item 1.I)
- [sierrainv.com](https://sierrainv.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $4,443,316,721 | 8 | February 21, 2021 |
| October 2022 | $5,433,717,542 | 8 | June 27, 2022 |
| October 2023 | $4,162,472,151 | 8 | August 23, 2023 |
| October 2024 | $4,600,607,756 | 8 | July 15, 2024 |
| October 2025 | $5,560,333,510 | 9 | April 29, 2025 |
| October 2026 | $5,502,015,006 | 9 | March 31, 2026 |

Regulatory assets under management: $4,443,316,721 in the October 2021 data and $5,502,015,006 in the October 2026 data, up 24%.
Total employees: 8 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sierra Investment Partners, Inc. (CRD 110954): Form ADV filing data as of October 2026.