# Sierra Financial Management Co.

> Sierra Financial Management Co. is a state-registered investment advisory firm, registered since 1984, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 136795
- Filed as: SIERRA FINANCIAL MANAGEMENT CO.
- Legal name: Golden, Kenneth Harold
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in California
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/136795
- AdvisorCensus page: https://advisorcensus.com/firm/sierra-financial-management-co-136795

## Quick answers

**How is Sierra Financial Management Co. compensated?**
On its Form ADV (Item 5.E, October 2026), Sierra Financial Management Co. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Sierra Financial Management Co. registered with the SEC or a state?**
Sierra Financial Management Co. is a state-registered investment advisory firm, registered since 1984. Status as filed: APPROVED. CRD 136795.

**How much does Sierra Financial Management Co. manage?**
Sierra Financial Management Co. reports $12,222,573 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**What types of clients does Sierra Financial Management Co. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2).

**Does Sierra Financial Management Co. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/136795

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $12,222,573
- Discretionary: $12,222,573
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 2 | $12,222,573 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1984 (42 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sierra Financial Management Co. (CRD 136795): Form ADV filing data as of October 2026.