# Sierra Capital LLC

> Sierra Capital LLC is an SEC-registered investment advisory firm in Miami, FL, registered since 2000, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 11, 2026.

- CRD: 110129
- Filed as: SIERRA CAPITAL LLC
- Also doing business as: SIERRA CAPITAL PARTNERS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Miami, FL
- Filing period: October 2026
- Form ADV filing dated: June 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110129
- AdvisorCensus page: https://advisorcensus.com/firm/sierra-capital-llc-miami-fl-110129

## Quick answers

**How is Sierra Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sierra Capital LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**Where is Sierra Capital LLC located?**
Sierra Capital LLC's principal office is in Miami, FL, according to its Form ADV.

**Is Sierra Capital LLC registered with the SEC or a state?**
Sierra Capital LLC is an SEC-registered investment advisory firm, registered since 2000. Status as filed: Approved. CRD 110129.

**How much does Sierra Capital LLC manage?**
Sierra Capital LLC reports $1,612,263,128 in regulatory assets under management in its Form ADV filing dated June 11, 2026 (96% discretionary).

**How have Sierra Capital LLC's assets and staff changed since 2021?**
In the Form ADV data for Sierra Capital LLC: Regulatory assets under management: $1,320,693,126 in the October 2021 data and $1,612,263,128 in the October 2026 data, up 22%. Total employees: 5 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sierra Capital LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (76).

**Which custodians does Sierra Capital LLC use?**
Sierra Capital LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., JPMorgan Chase Bank, N.A., Morgan Stanley and UBS Financial Services Inc as custodians holding 10% or more of its separately managed account assets.

**Does Sierra Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110129

**Does Sierra Capital LLC state an account minimum?**
Its Form ADV Part 2A brochure dated June 8, 2026 says: "A minimum of $10,000,000 of assets under management is required for our services. This account size may be negotiable under certain circumstances."

**What changed in Sierra Capital LLC's recent Form ADV filings?**
In the July 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated June 8, 2026)

- Account minimum: $10,000,000 (the brochure says it may be waived or negotiated)

> A minimum of $10,000,000 of assets under management is required for our services. This account size may be negotiable under certain circumstances.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- JPMorgan Chase Bank, N.A.
- Morgan Stanley
- UBS Financial Services Inc

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,612,263,128
- Discretionary: $1,543,840,819
- Non-discretionary: $68,422,309

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 76 | $1,534,925,733 |
| Banking or thrift institutions | Fewer than 5 | $13,113,658 |
| Charitable organizations | Fewer than 5 | $49,345,753 |
| Insurance companies | Fewer than 5 | $14,877,984 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2000 (26 years)
- Employees: 8 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, CT, FL, NY, TX, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [sierracap-esp.com](https://sierracap-esp.com)
- [sierracap.com](https://sierracap.com)
- LinkedIn @sierra-capital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,320,693,126 | 5 | August 17, 2021 |
| October 2022 | $1,531,124,885 | 6 | March 28, 2022 |
| October 2023 | $1,369,556,218 | 6 | March 13, 2023 |
| October 2024 | $1,425,465,045 | 7 | April 24, 2024 |
| October 2025 | $1,458,057,160 | 5 | March 27, 2025 |
| October 2026 | $1,612,263,128 | 8 | June 11, 2026 |

Regulatory assets under management: $1,320,693,126 in the October 2021 data and $1,612,263,128 in the October 2026 data, up 22%.
Total employees: 5 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Employees performing advisory functions went from 5 to 6.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sierra Capital LLC (CRD 110129): Form ADV filing data as of October 2026.