{
  "crd_number": 110129,
  "slug": "sierra-capital-llc-miami-fl-110129",
  "primary_business_name": "SIERRA CAPITAL LLC",
  "legal_name": "SIERRA CAPITAL LLC",
  "dbas": [
    "SIERRA CAPITAL PARTNERS, LLC"
  ],
  "city": "Miami",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "33100",
  "metro": {
    "cbsa_code": "33100",
    "common_name": "Miami",
    "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL",
    "path": "/advisors/fl/miami"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2000-06-28",
  "years_registered": 26,
  "period": "2026-10-01",
  "filing_date": "2026-06-11",
  "carried_forward": false,
  "raum_total": 1612263128.0,
  "raum_discretionary": 1543840819.0,
  "raum_non_discretionary": 68422309.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 8,
  "advisory_employees": 6,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 49345753.0,
      "count": null,
      "fewer_than_5": true
    },
    "banking_thrift": {
      "raum": 13113658.0,
      "count": null,
      "fewer_than_5": true
    },
    "insurance_companies": {
      "raum": 14877984.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 1534925733.0,
      "count": 76
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "financial_planning",
    "periodicals_newsletters",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CO",
    "CT",
    "FL",
    "NY",
    "TX",
    "WY"
  ],
  "websites": [
    "https://linkedin.com/company/sierra-capital",
    "https://sierracap-esp.com",
    "https://sierracap.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110129",
  "city_as_filed": "MIAMI",
  "url": "https://advisorcensus.com/firm/sierra-capital-llc-miami-fl-110129",
  "display_name": "Sierra Capital LLC",
  "summary": "Sierra Capital LLC is an SEC-registered investment advisory firm in Miami, FL, registered since 2000, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 11, 2026.",
  "citation": "AdvisorCensus. Sierra Capital LLC (CRD 110129): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)",
    "Publication of periodicals or newsletters"
  ],
  "quick_answers": [
    {
      "q": "How is Sierra Capital LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Sierra Capital LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees."
    },
    {
      "q": "Where is Sierra Capital LLC located?",
      "a": "Sierra Capital LLC's principal office is in Miami, FL, according to its Form ADV."
    },
    {
      "q": "Is Sierra Capital LLC registered with the SEC or a state?",
      "a": "Sierra Capital LLC is an SEC-registered investment advisory firm, registered since 2000. Status as filed: Approved. CRD 110129."
    },
    {
      "q": "How much does Sierra Capital LLC manage?",
      "a": "Sierra Capital LLC reports $1,612,263,128 in regulatory assets under management in its Form ADV filing dated June 11, 2026 (96% discretionary)."
    },
    {
      "q": "How have Sierra Capital LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Sierra Capital LLC: Regulatory assets under management: $1,320,693,126 in the October 2021 data and $1,612,263,128 in the October 2026 data, up 22%. Total employees: 5 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Sierra Capital LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (76)."
    },
    {
      "q": "Which custodians does Sierra Capital LLC use?",
      "a": "Sierra Capital LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., JPMorgan Chase Bank, N.A., Morgan Stanley and UBS Financial Services Inc as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Sierra Capital LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110129"
    },
    {
      "q": "Does Sierra Capital LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated June 8, 2026 says: \"A minimum of $10,000,000 of assets under management is required for our services. This account size may be negotiable under certain circumstances.\""
    },
    {
      "q": "What changed in Sierra Capital LLC's recent Form ADV filings?",
      "a": "In the July 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 1320693126.0,
      "total_employees": 5,
      "filing_date": "2021-08-17"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 1531124885.0,
      "total_employees": 6,
      "filing_date": "2022-03-28"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 1369556218.0,
      "total_employees": 6,
      "filing_date": "2023-03-13"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 1425465045.0,
      "total_employees": 7,
      "filing_date": "2024-04-24"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1458057160.0,
      "total_employees": 5,
      "filing_date": "2025-03-27"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1612263128.0,
      "total_employees": 8,
      "filing_date": "2026-06-11"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Employees performing advisory functions went from 5 to 6."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated June 8, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$10,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $10,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "A minimum of $10,000,000 of assets under management is required for our services. This account size may be negotiable under certain circumstances."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 10000000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "A minimum of $10,000,000 of assets under management is required for our services. This account size may be negotiable under certain circumstances."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "JPMorgan Chase Bank, N.A.",
      "name_as_filed": "JPMORGAN CHASE BANK, N.A.",
      "affiliated": false
    },
    {
      "name": "Morgan Stanley",
      "name_as_filed": "MORGAN STANLEY",
      "affiliated": false
    },
    {
      "name": "UBS Financial Services Inc",
      "name_as_filed": "UBS FINANCIAL SERVICES INC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/sierra-capital-llc-miami-fl-110129.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 76,
      "fewer_than_5": false,
      "raum": 1534925733.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": null,
      "fewer_than_5": true,
      "raum": 13113658.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 49345753.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": null,
      "fewer_than_5": true,
      "raum": 14877984.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110129",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}