{
  "crd_number": 145969,
  "slug": "sidoxia-capital-management-llc-newport-beach-ca-145969",
  "primary_business_name": "SIDOXIA CAPITAL MANAGEMENT, LLC",
  "legal_name": "SIDOXIA CAPITAL MANAGEMENT, LLC",
  "dbas": [],
  "city": "Newport Beach",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-07-23",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-06-09",
  "carried_forward": false,
  "raum_total": 149045501.0,
  "raum_discretionary": 149045501.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 23259883.0,
      "count": 2,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 20248642.0,
      "count": 60
    },
    "high_net_worth_individuals": {
      "raum": 104595233.0,
      "count": 45
    },
    "pooled_investment_vehicles": {
      "raum": 941743.0,
      "count": 1
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "TX"
  ],
  "websites": [
    "https://investingcaffeine.com",
    "https://sidoxia.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/145969",
  "city_as_filed": "NEWPORT BEACH",
  "url": "https://advisorcensus.com/firm/sidoxia-capital-management-llc-newport-beach-ca-145969",
  "display_name": "Sidoxia Capital Management, LLC",
  "summary": "Sidoxia Capital Management, LLC is an SEC-registered investment advisory firm in Newport Beach, CA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 9, 2026.",
  "citation": "AdvisorCensus. Sidoxia Capital Management, LLC (CRD 145969): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Sidoxia Capital Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Sidoxia Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Sidoxia Capital Management, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 26, 2026 states: Hourly rate: $300 an hour (consulting services); Flat fee: $1,000 (financial planning). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Sidoxia Capital Management, LLC located?",
      "a": "Sidoxia Capital Management, LLC's principal office is in Newport Beach, CA, according to its Form ADV."
    },
    {
      "q": "Is Sidoxia Capital Management, LLC registered with the SEC or a state?",
      "a": "Sidoxia Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 145969."
    },
    {
      "q": "How much does Sidoxia Capital Management, LLC manage?",
      "a": "Sidoxia Capital Management, LLC reports $149,045,501 in regulatory assets under management in its Form ADV filing dated June 9, 2026 (100% discretionary)."
    },
    {
      "q": "How have Sidoxia Capital Management, LLC's assets and staff changed since 2025?",
      "a": "In the Form ADV data for Sidoxia Capital Management, LLC: Regulatory assets under management: $126,676,610 in the October 2025 data and $149,045,501 in the October 2026 data, up 18%. Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Sidoxia Capital Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (60); high net worth individuals (45); charitable organizations (2)."
    },
    {
      "q": "Which custodians does Sidoxia Capital Management, LLC use?",
      "a": "Sidoxia Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Sidoxia Capital Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/145969"
    },
    {
      "q": "What changed in Sidoxia Capital Management, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $126,676,610 to $149,045,501 (+18%). Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 126676610.0,
      "total_employees": 2,
      "filing_date": "2025-06-23"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 149045501.0,
      "total_employees": 2,
      "filing_date": "2026-06-09"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $126,676,610 to $149,045,501 (+18%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 26, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "$5,000",
    "planning_fees": [
      "Hourly rate: $300 an hour (consulting services)",
      "Flat fee: $1,000 (financial planning)"
    ],
    "figures": [
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: $5,000"
        ],
        "quotes": [
          "Sidoxia also generally requires a minimum annual fee of $5,000. This minimum annual fee requirement may compel Sidoxia to refuse offering services to clients not meeting Sidoxia’s minimum asset thresholds."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $300 an hour (consulting services)"
        ],
        "quotes": [
          "Sidoxia’s consulting fees will be calculated based on a charge of $300.00 per hour."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $1,000 (financial planning)"
        ],
        "quotes": [
          "Financial planning fees will be charged as a fixed fee of $1,000."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": 5000.0,
      "planning": [
        {
          "kind": "hourly",
          "amount": 300.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "consulting services"
        },
        {
          "kind": "flat",
          "amount": 1000.0,
          "min": null,
          "max": null,
          "period": "one_time",
          "service": "financial planning"
        }
      ]
    },
    "quotes": [
      "Sidoxia also generally requires a minimum annual fee of $5,000. This minimum annual fee requirement may compel Sidoxia to refuse offering services to clients not meeting Sidoxia’s minimum asset thresholds.",
      "Sidoxia’s consulting fees will be calculated based on a charge of $300.00 per hour.",
      "Financial planning fees will be charged as a fixed fee of $1,000."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/sidoxia-capital-management-llc-newport-beach-ca-145969.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 60,
      "fewer_than_5": false,
      "raum": 20248642.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 45,
      "fewer_than_5": false,
      "raum": 104595233.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 1,
      "fewer_than_5": false,
      "raum": 941743.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 2,
      "fewer_than_5": true,
      "raum": 23259883.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/145969",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}