# Sidepocket Incorporated

> Sidepocket Incorporated is an SEC-registered investment advisory firm in San Francisco, CA, registered since 2020, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 12, 2026.

- CRD: 312031
- Filed as: SIDEPOCKET INCORPORATED
- Legal name: Sidepocket Inc
- Also doing business as: SIDEPOCKET FINANCIAL
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Francisco, CA
- Filing period: October 2026
- Form ADV filing dated: March 12, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/312031
- AdvisorCensus page: https://advisorcensus.com/firm/sidepocket-incorporated-san-francisco-ca-312031

## Quick answers

**How is Sidepocket Incorporated compensated?**
On its Form ADV (Item 5.E, October 2026), Sidepocket Incorporated reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Sidepocket Incorporated located?**
Sidepocket Incorporated's principal office is in San Francisco, CA, according to its Form ADV.

**Is Sidepocket Incorporated registered with the SEC or a state?**
Sidepocket Incorporated is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 312031.

**How much does Sidepocket Incorporated manage?**
Sidepocket Incorporated reports $914,547 in regulatory assets under management in its Form ADV filing dated March 12, 2026 (100% discretionary).

**How have Sidepocket Incorporated's assets and staff changed since 2021?**
In the Form ADV data for Sidepocket Incorporated: Regulatory assets under management: $0 in the October 2021 data and $914,547 in the October 2026 data. Total employees: 3 in October 2021 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sidepocket Incorporated serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (47); high net worth individuals (13).

**Which custodians does Sidepocket Incorporated use?**
Sidepocket Incorporated's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Apex Clearing Corporation as a custodian holding 10% or more of its separately managed account assets.

**Does Sidepocket Incorporated report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312031

**Does Sidepocket Incorporated state an account minimum?**
Its Form ADV Part 2A brochure dated March 12, 2026 says: "There is a minimum investment of $125 to open an account."

**What changed in Sidepocket Incorporated's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $492,303 to $914,547 (+86%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 12, 2026)

- Account minimum: $125

> There is a minimum investment of $125 to open an account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Apex Clearing Corporation

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $914,547
- Discretionary: $914,547
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 47 | $512,514 |
| High net worth individuals | 13 | $402,033 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2020 (6 years)
- Employees: 16 total, 3 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, MA, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- sidepocket.com
- Facebook @sidepocketinvest
- Instagram @sidepocketinvest
- LinkedIn @sidepocketfinancial
- LinkedIn @sidepocketinvest
- X @Sidepocketapp
- X @Sidepocketinves

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $0 | 3 | June 29, 2021 |
| October 2022 | $0 | 3 | August 17, 2022 |
| October 2023 | $130,400 | 15 | April 11, 2023 |
| October 2024 | $132,065 | 15 | March 13, 2024 |
| October 2025 | $492,303 | 16 | March 25, 2025 |
| October 2026 | $914,547 | 16 | March 12, 2026 |

Regulatory assets under management: $0 in the October 2021 data and $914,547 in the October 2026 data.
Total employees: 3 in October 2021 and 16 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $492,303 to $914,547 (+86%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sidepocket Incorporated (CRD 312031): Form ADV filing data as of October 2026.