# Shuyi Kong Wealth Management, Inc.

> Shuyi Kong Wealth Management, Inc. is a state-registered investment advisory firm in Millbrae, CA, registered since 2013, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 19, 2026.

- CRD: 168953
- Filed as: SHUYI KONG WEALTH MANAGEMENT, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Millbrae, CA
- Filing period: October 2026
- Form ADV filing dated: March 19, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/168953
- AdvisorCensus page: https://advisorcensus.com/firm/shuyi-kong-wealth-management-inc-millbrae-ca-168953

## Quick answers

**How is Shuyi Kong Wealth Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Shuyi Kong Wealth Management, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Shuyi Kong Wealth Management, Inc. located?**
Shuyi Kong Wealth Management, Inc.'s principal office is in Millbrae, CA, according to its Form ADV.

**Is Shuyi Kong Wealth Management, Inc. registered with the SEC or a state?**
Shuyi Kong Wealth Management, Inc. is a state-registered investment advisory firm, registered since 2013. Status as filed: APPROVED. CRD 168953.

**How much does Shuyi Kong Wealth Management, Inc. manage?**
Shuyi Kong Wealth Management, Inc. reports $47,324,139 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (0% discretionary).

**What types of clients does Shuyi Kong Wealth Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (150); high net worth individuals (3).

**Does Shuyi Kong Wealth Management, Inc. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(3) (another regulator's finding of causing a business's authorization to be denied, suspended, revoked, or restricted). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/168953

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $47,324,139
- Discretionary: $0
- Non-discretionary: $47,324,139

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 150 | $36,687,541 |
| High net worth individuals | 3 | $10,636,598 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2013 (12 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(3): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/168953

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Shuyi Kong Wealth Management, Inc. (CRD 168953): Form ADV filing data as of October 2026.