# Shuttleworth & Company

> Shuttleworth & Company is an SEC-registered investment advisory firm in Powell, OH, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 15, 2026.

- CRD: 121382
- Filed as: SHUTTLEWORTH & COMPANY
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Powell, OH
- Filing period: October 2026
- Form ADV filing dated: April 15, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/121382
- AdvisorCensus page: https://advisorcensus.com/firm/shuttleworth-and-company-powell-oh-121382

## Quick answers

**How is Shuttleworth & Company compensated?**
On its Form ADV (Item 5.E, October 2026), Shuttleworth & Company reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Shuttleworth & Company located?**
Shuttleworth & Company's principal office is in Powell, OH, according to its Form ADV.

**Is Shuttleworth & Company registered with the SEC or a state?**
Shuttleworth & Company is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 121382.

**How much does Shuttleworth & Company manage?**
Shuttleworth & Company reports $173,016,187 in regulatory assets under management in its Form ADV filing dated April 15, 2026 (100% discretionary).

**How have Shuttleworth & Company's assets and staff changed since 2021?**
In the Form ADV data for Shuttleworth & Company: Regulatory assets under management: $110,024,449 in the October 2021 data and $173,016,187 in the October 2026 data, up 57%. Total employees: 4 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Shuttleworth & Company serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (142); high net worth individuals (56); pension and profit sharing plans (but not the plan participants or government pension plans) (6).

**Which custodians does Shuttleworth & Company use?**
Shuttleworth & Company's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Shuttleworth & Company report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/121382

**Does Shuttleworth & Company state an account minimum?**
Its Form ADV Part 2A brochure dated April 14, 2026 says: "There are no minimum investment amounts or conditions required for establishing an account managed by SCO."

**What changed in Shuttleworth & Company's recent Form ADV filings?**
In the May 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated April 14, 2026)

- Account minimum: None

> There are no minimum investment amounts or conditions required for establishing an account managed by SCO.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $173,016,187
- Discretionary: $173,016,187
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 142 | $37,901,138 |
| High net worth individuals | 56 | $124,382,674 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 6 | $7,321,709 |
| Charitable organizations | Fewer than 5 | $3,184,936 |
| Corporations or other businesses not listed above | Fewer than 5 | $225,730 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IN, OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- sco-advisors.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $110,024,449 | 4 | March 31, 2021 |
| October 2022 | $133,994,813 | 3 | March 29, 2022 |
| October 2023 | $123,121,201 | 3 | July 24, 2023 |
| October 2024 | $137,851,883 | 3 | April 18, 2024 |
| October 2025 | $149,486,870 | 3 | February 28, 2025 |
| October 2026 | $173,016,187 | 3 | April 15, 2026 |

Regulatory assets under management: $110,024,449 in the October 2021 data and $173,016,187 in the October 2026 data, up 57%.
Total employees: 4 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $149,486,870 to $173,016,187 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Shuttleworth & Company (CRD 121382): Form ADV filing data as of October 2026.