# Shrier Associates, LLC

> Shrier Associates, LLC is a state-registered investment advisory firm, registered since 1994, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 16, 2026.

- CRD: 129043
- Filed as: SHRIER ASSOCIATES, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: September 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/129043
- AdvisorCensus page: https://advisorcensus.com/firm/shrier-associates-llc-129043

## Quick answers

**How is Shrier Associates, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Shrier Associates, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Shrier Associates, LLC registered with the SEC or a state?**
Shrier Associates, LLC is a state-registered investment advisory firm, registered since 1994. Status as filed: APPROVED. CRD 129043.

**How much does Shrier Associates, LLC manage?**
Shrier Associates, LLC reports $85,851,119 in regulatory assets under management in its Form ADV filing dated September 16, 2026 (66% discretionary).

**What types of clients does Shrier Associates, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (84); high net worth individuals (52); other (14).

**Does Shrier Associates, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/129043

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $85,851,119
- Discretionary: $56,983,609
- Non-discretionary: $28,867,510

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 84 | $16,400,155 |
| High net worth individuals | 52 | $50,626,340 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $3,711,575 |
| Charitable organizations | 1 | $12,610 |
| Corporations or other businesses not listed above | 5 | $3,807,956 |
| Other | 14 | $11,292,483 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1994 (32 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA, NC, NH, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- shrierassociates.com
- Facebook @Shrierassociates
- LinkedIn @shrier-associates

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Shrier Associates, LLC (CRD 129043): Form ADV filing data as of October 2026.