{ "crd_number": 324111, "slug": "shorecliff-asset-management-company-llc-newport-beach-ca-324111", "primary_business_name": "SHORECLIFF ASSET MANAGEMENT COMPANY LLC", "legal_name": "SHORECLIFF ASSET MANAGEMENT COMPANY LLC", "dbas": [], "city": "Newport Beach", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2023-06-02", "years_registered": 3, "period": "2026-10-01", "filing_date": "2026-03-27", "carried_forward": false, "raum_total": 1411696853.0, "raum_discretionary": 1411696853.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 14, "advisory_employees": 8, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 1411696853.0, "count": 3 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA" ], "websites": [ "https://linkedin.com/company/shorecliff-asset-management", "https://shorecliffam.com", "https://twitter.com/Shorecliff_AM" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/324111", "city_as_filed": "NEWPORT BEACH", "url": "https://advisorcensus.com/firm/shorecliff-asset-management-company-llc-newport-beach-ca-324111", "display_name": "Shorecliff Asset Management Company LLC", "summary": "Shorecliff Asset Management Company LLC is an SEC-registered investment advisory firm in Newport Beach, CA, registered since 2023, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.", "citation": "AdvisorCensus. Shorecliff Asset Management Company LLC (CRD 324111): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Shorecliff Asset Management Company LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Shorecliff Asset Management Company LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Shorecliff Asset Management Company LLC located?", "a": "Shorecliff Asset Management Company LLC's principal office is in Newport Beach, CA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Shorecliff Asset Management Company LLC registered with the SEC or a state?", "a": "Shorecliff Asset Management Company LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 324111." }, { "q": "How much does Shorecliff Asset Management Company LLC manage?", "a": "Shorecliff Asset Management Company LLC reports $1,411,696,853 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary)." }, { "q": "How have Shorecliff Asset Management Company LLC's assets and staff changed since 2023?", "a": "In the Form ADV data for Shorecliff Asset Management Company LLC: Regulatory assets under management: $151,500,000 in the October 2023 data and $1,411,696,853 in the October 2026 data, up 832%. Total employees: 3 in October 2023 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Shorecliff Asset Management Company LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3)." }, { "q": "Does Shorecliff Asset Management Company LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/324111" }, { "q": "What changed in Shorecliff Asset Management Company LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 5 to 8. Regulatory assets under management went from $1,271,176,930 to $1,411,696,853 (+11%). Added an office in New York, NY." } ], "filing_history": [ { "period": "2023-10-01", "regulatory_assets_under_management": 151500000.0, "total_employees": 3, "filing_date": "2023-05-05" }, { "period": "2024-10-01", "regulatory_assets_under_management": 614039266.0, "total_employees": 6, "filing_date": "2024-09-25" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1271176930.0, "total_employees": 8, "filing_date": "2025-03-27" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1411696853.0, "total_employees": 14, "filing_date": "2026-03-27" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 5 to 8.", "Regulatory assets under management went from $1,271,176,930 to $1,411,696,853 (+11%).", "Added an office in New York, NY." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/shorecliff-asset-management-company-llc-newport-beach-ca-324111.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 3, "fewer_than_5": false, "raum": 1411696853.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/324111", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }