{
  "crd_number": 168645,
  "slug": "shiraishi-financial-group-advisors-honolulu-hi-168645",
  "primary_business_name": "SHIRAISHI FINANCIAL GROUP ADVISORS",
  "legal_name": "SFGA LLC",
  "dbas": [],
  "city": "Honolulu",
  "state": "HI",
  "country": "United States",
  "cbsa_code": "46520",
  "metro": {
    "cbsa_code": "46520",
    "common_name": "Urban Honolulu",
    "msa_name": "Urban Honolulu, HI",
    "path": "/advisors/hi/urban-honolulu"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2016-02-18",
  "years_registered": 10,
  "period": "2026-10-01",
  "filing_date": "2026-05-06",
  "carried_forward": false,
  "raum_total": 110064758.0,
  "raum_discretionary": 107169168.0,
  "raum_non_discretionary": 2895590.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 5,
  "advisory_employees": 5,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 68562115.0,
      "count": 379
    },
    "pension_profit_sharing": {
      "raum": 508357.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 40994286.0,
      "count": 79
    }
  },
  "compensation_types": [
    "fixed",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "HI",
    "IL",
    "LA",
    "OR",
    "TX",
    "WA"
  ],
  "websites": [
    "https://shiraishifinancialgroup.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/168645",
  "city_as_filed": "HONOLULU",
  "url": "https://advisorcensus.com/firm/shiraishi-financial-group-advisors-honolulu-hi-168645",
  "display_name": "Shiraishi Financial Group Advisors",
  "summary": "Shiraishi Financial Group Advisors is an SEC-registered investment advisory firm in Honolulu, HI, registered since 2016, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 6, 2026.",
  "citation": "AdvisorCensus. Shiraishi Financial Group Advisors (CRD 168645): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Shiraishi Financial Group Advisors compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Shiraishi Financial Group Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other."
    },
    {
      "q": "How much does Shiraishi Financial Group Advisors charge?",
      "a": "Its Form ADV Part 2A brochure dated February 6, 2026 states: Flat fee: $500 to $10,000 (financial planning services); Flat fee: $500 to $10,000 a year (financial consultation services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Shiraishi Financial Group Advisors located?",
      "a": "Shiraishi Financial Group Advisors' principal office is in Honolulu, HI, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Shiraishi Financial Group Advisors registered with the SEC or a state?",
      "a": "Shiraishi Financial Group Advisors is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 168645."
    },
    {
      "q": "How much does Shiraishi Financial Group Advisors manage?",
      "a": "Shiraishi Financial Group Advisors reports $110,064,758 in regulatory assets under management in its Form ADV filing dated May 6, 2026 (97% discretionary)."
    },
    {
      "q": "How have Shiraishi Financial Group Advisors' assets and staff changed since 2021?",
      "a": "In the Form ADV data for Shiraishi Financial Group Advisors: Regulatory assets under management: $130,680,730 in the October 2021 data and $110,064,758 in the October 2026 data, down 16%. Total employees: 6 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Shiraishi Financial Group Advisors serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (379); high net worth individuals (79)."
    },
    {
      "q": "Which custodians does Shiraishi Financial Group Advisors use?",
      "a": "Shiraishi Financial Group Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Axos Clearing LLC, Nationwide Investment Services Corporation and Security Distributors as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Shiraishi Financial Group Advisors report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168645"
    },
    {
      "q": "What changed in Shiraishi Financial Group Advisors' recent Form ADV filings?",
      "a": "In the June 2026 filing data: Employees performing advisory functions went from 6 to 5."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 130680730.0,
      "total_employees": 6,
      "filing_date": "2021-07-22"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 133918363.0,
      "total_employees": 6,
      "filing_date": "2022-02-22"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 132506911.0,
      "total_employees": 6,
      "filing_date": "2023-01-20"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 124998236.0,
      "total_employees": 6,
      "filing_date": "2024-03-01"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 117832162.0,
      "total_employees": 5,
      "filing_date": "2025-02-05"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 110064758.0,
      "total_employees": 5,
      "filing_date": "2026-05-06"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Employees performing advisory functions went from 6 to 5."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Employees performing advisory functions went from 5 to 6."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 6, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $500 to $10,000 (financial planning services)",
      "Flat fee: $500 to $10,000 a year (financial consultation services)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $500 to $10,000 (financial planning services)"
        ],
        "quotes": [
          "SFGA charges a fixed fee ranging from $500 to $10,000 for its financial planning services."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $500 to $10,000 a year (financial consultation services)"
        ],
        "quotes": [
          "SFGA provides financial consultation services to clients for a fixed annual fee that ranges from $500 to $10,000 per year"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 500.0,
          "max": 10000.0,
          "period": "one_time",
          "service": "financial planning services"
        },
        {
          "kind": "flat",
          "amount": null,
          "min": 500.0,
          "max": 10000.0,
          "period": "annual",
          "service": "financial consultation services"
        }
      ]
    },
    "quotes": [
      "SFGA charges a fixed fee ranging from $500 to $10,000 for its financial planning services.",
      "SFGA provides financial consultation services to clients for a fixed annual fee that ranges from $500 to $10,000 per year"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Axos Clearing LLC",
      "name_as_filed": "AXOS CLEARING LLC",
      "affiliated": false
    },
    {
      "name": "Nationwide Investment Services Corporation",
      "name_as_filed": "NATIONWIDE INVESTMENT SERVICES CORPORATION",
      "affiliated": false
    },
    {
      "name": "Security Distributors",
      "name_as_filed": "SECURITY DISTRIBUTORS",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/shiraishi-financial-group-advisors-honolulu-hi-168645.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 379,
      "fewer_than_5": false,
      "raum": 68562115.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 79,
      "fewer_than_5": false,
      "raum": 40994286.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 508357.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/168645",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}