# Shira Ridge Wealth Management

> Shira Ridge Wealth Management is an SEC-registered investment advisory firm in San Rafael, CA, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 13, 2026.

- CRD: 117627
- Filed as: SHIRA RIDGE WEALTH MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Rafael, CA
- Filing period: October 2026
- Form ADV filing dated: March 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/117627
- AdvisorCensus page: https://advisorcensus.com/firm/shira-ridge-wealth-management-san-rafael-ca-117627

## Quick answers

**How is Shira Ridge Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Shira Ridge Wealth Management reports these compensation arrangements: a percentage of assets under its management.

**Where is Shira Ridge Wealth Management located?**
Shira Ridge Wealth Management's principal office is in San Rafael, CA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Shira Ridge Wealth Management registered with the SEC or a state?**
Shira Ridge Wealth Management is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 117627.

**How much does Shira Ridge Wealth Management manage?**
Shira Ridge Wealth Management reports $366,404,410 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (100% discretionary).

**How have Shira Ridge Wealth Management's assets and staff changed since 2021?**
In the Form ADV data for Shira Ridge Wealth Management: Regulatory assets under management: $209,825,991 in the October 2021 data and $366,404,410 in the October 2026 data, up 75%. Total employees: 4 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Shira Ridge Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (152); high net worth individuals (125); pension and profit sharing plans (but not the plan participants or government pension plans) (4).

**Which custodians does Shira Ridge Wealth Management use?**
Shira Ridge Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Shira Ridge Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/117627

**What changed in Shira Ridge Wealth Management's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $323,442,194 to $366,404,410 (+13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $366,404,410
- Discretionary: $365,778,619
- Non-discretionary: $625,791

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 152 | $75,169,887 |
| High net worth individuals | 125 | $288,868,095 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $2,366,428 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2018 (8 years)
- Employees: 6 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NV, NY, OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Santa Rosa, CA

### Websites listed on Form ADV (Item 1.I)
- shiraridge.com
- Facebook facebook.com
- LinkedIn @heidi-morshead-2945b920
- LinkedIn @laurie-nardone-cfp®-90102b22
- LinkedIn @tuvshinodeh

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $209,825,991 | 4 | March 10, 2021 |
| October 2022 | $244,289,249 | 4 | March 18, 2022 |
| October 2023 | $219,293,617 | 4 | September 29, 2023 |
| October 2024 | $272,427,503 | 4 | July 3, 2024 |
| October 2025 | $323,442,194 | 6 | March 21, 2025 |
| October 2026 | $366,404,410 | 6 | March 13, 2026 |

Regulatory assets under management: $209,825,991 in the October 2021 data and $366,404,410 in the October 2026 data, up 75%.
Total employees: 4 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $323,442,194 to $366,404,410 (+13%).

### December 2025
- Registered or notice-filed in NY.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Shira Ridge Wealth Management (CRD 117627): Form ADV filing data as of October 2026.