# Shimkus, Peter E

> Shimkus, Peter E is a state-registered investment advisory firm, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 130080
- Filed as: SHIMKUS, PETER E
- Legal name: Shimkus, Peter Edward
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Massachusetts
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/130080
- AdvisorCensus page: https://advisorcensus.com/firm/shimkus-peter-e-130080

## Quick answers

**How is Shimkus, Peter E compensated?**
On its Form ADV (Item 5.E, October 2026), Shimkus, Peter E reports these compensation arrangements: a percentage of assets under its management; commissions. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Shimkus, Peter E registered with the SEC or a state?**
Shimkus, Peter E is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 130080.

**How much does Shimkus, Peter E manage?**
Shimkus, Peter E reports $26,385,855 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (100% discretionary).

**What types of clients does Shimkus, Peter E serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (27); individuals (other than high net worth individuals) (9).

**Does Shimkus, Peter E report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.A(2) (felony charge in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/130080

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Commissions

### Regulatory assets under management (Item 5.F)
- Total: $26,385,855
- Discretionary: $26,385,855
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 9 | $1,901,864 |
| High net worth individuals | 27 | $24,483,991 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2012 (14 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.A(2): In the past ten years, has the firm or an advisory affiliate been charged with a felony?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/130080

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Shimkus, Peter E (CRD 130080): Form ADV filing data as of October 2026.