# SHFP, LLC

> SHFP, LLC is an SEC-registered investment advisory firm, registered since 2014, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 16, 2026.

- CRD: 171571
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: January 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/171571
- AdvisorCensus page: https://advisorcensus.com/firm/shfp-llc-171571

## Quick answers

**How is SHFP, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), SHFP, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does SHFP, LLC charge?**
Its Form ADV Part 2A brochure dated January 16, 2026 states: Flat fee: $1,500 to $4,000 (financial planning and/or consulting services…); Hourly rate: $150 an hour (financial planning and/or consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is SHFP, LLC registered with the SEC or a state?**
SHFP, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 171571.

**How much does SHFP, LLC manage?**
SHFP, LLC reports $88,892,000 in regulatory assets under management in its Form ADV filing dated January 16, 2026 (0% discretionary).

**How have SHFP, LLC's assets and staff changed since 2021?**
In the Form ADV data for SHFP, LLC: Regulatory assets under management: $66,240,000 in the October 2021 data and $88,892,000 in the October 2026 data, up 34%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does SHFP, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (20); individuals (other than high net worth individuals) (5).

**Which custodians does SHFP, LLC use?**
SHFP, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Distributors Company LLC as a custodian holding 10% or more of its separately managed account assets.

**Does SHFP, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/171571

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated January 16, 2026)

- Flat fee: $1,500 to $4,000 (financial planning and/or consulting services…)

> SHFP’s planning and consulting fees are negotiable, but generally will be between $1,500 and $4,000 on a fixed fee basis, depending upon the level and scope of the service(s) required and the professional(s) rendering the service(s).

- Hourly rate: $150 an hour (financial planning and/or consulting services)

> SHFP may also be engaged to provide financial planning and/or consulting services on an hourly rate basis of $150 per hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Distributors Company LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $88,892,000
- Discretionary: $0
- Non-discretionary: $88,892,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 5 | $2,772,000 |
| High net worth individuals | 20 | $86,120,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2014 (12 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $66,240,000 | 1 | January 27, 2021 |
| October 2022 | $71,697,610 | 1 | May 20, 2022 |
| October 2023 | $67,786,912 | 1 | January 10, 2023 |
| October 2024 | $71,358,000 | 1 | January 15, 2024 |
| October 2025 | $84,292,000 | 1 | January 20, 2025 |
| October 2026 | $88,892,000 | 1 | January 16, 2026 |

Regulatory assets under management: $66,240,000 in the October 2021 data and $88,892,000 in the October 2026 data, up 34%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. SHFP, LLC (CRD 171571): Form ADV filing data as of October 2026.