# Shepherd Wealth Management

> Shepherd Wealth Management is an SEC-registered investment advisory firm in Cincinnati, OH, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 18, 2026.

- CRD: 312695
- Filed as: SHEPHERD WEALTH MANAGEMENT
- Legal name: Shepherd Wealth Management Limited Liability Company
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Cincinnati, OH
- Filing period: October 2026
- Form ADV filing dated: February 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/312695
- AdvisorCensus page: https://advisorcensus.com/firm/shepherd-wealth-management-cincinnati-oh-312695

## Quick answers

**How is Shepherd Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Shepherd Wealth Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Shepherd Wealth Management located?**
Shepherd Wealth Management's principal office is in Cincinnati, OH, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Shepherd Wealth Management registered with the SEC or a state?**
Shepherd Wealth Management is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 312695.

**How much does Shepherd Wealth Management manage?**
Shepherd Wealth Management reports $162,081,052 in regulatory assets under management in its Form ADV filing dated February 18, 2026 (100% discretionary).

**How have Shepherd Wealth Management's assets and staff changed since 2025?**
In the Form ADV data for Shepherd Wealth Management: Regulatory assets under management: $113,601,753 in the October 2025 data and $162,081,052 in the October 2026 data, up 43%. Total employees: 2 in October 2025 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Shepherd Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (387); high net worth individuals (43).

**Which custodians does Shepherd Wealth Management use?**
Shepherd Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Shepherd Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312695

**Does Shepherd Wealth Management state an account minimum?**
Its Form ADV Part 2A brochure dated February 18, 2026 says: "SWM has a household AUM minimum of $100,000."

**What changed in Shepherd Wealth Management's recent Form ADV filings?**
In the February 2026 filing data: Employees performing advisory functions went from 2 to 4. Regulatory assets under management went from $113,601,753 to $162,081,052 (+43%). Registered or notice-filed in TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 18, 2026)

- Account minimum: $100,000

> SWM has a household AUM minimum of $100,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $162,081,052
- Discretionary: $162,081,052
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 387 | $63,413,829 |
| High net worth individuals | 43 | $98,667,223 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (1 year)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, KY, NC, OH, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- Lititz, PA

### Websites listed on Form ADV (Item 1.I)
- buzzsprout.com/1726205/8924722
- shepherdwm.com
- Facebook @shepherdwm
- Instagram @shepherdwealthmanagement
- LinkedIn @joshua-casey-garland-cfp®-8054b5218
- X @financial_shep
- YouTube @UCvxptCT2f3uBceg_Qf4ug9g

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $113,601,753 | 2 | March 3, 2025 |
| October 2026 | $162,081,052 | 4 | February 18, 2026 |

Regulatory assets under management: $113,601,753 in the October 2025 data and $162,081,052 in the October 2026 data, up 43%.
Total employees: 2 in October 2025 and 4 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Employees performing advisory functions went from 2 to 4.
- Regulatory assets under management went from $113,601,753 to $162,081,052 (+43%).
- Registered or notice-filed in TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Shepherd Wealth Management (CRD 312695): Form ADV filing data as of October 2026.